MR. JUSTICE POWELL announced the judgment of the Court.
MR. JUSTICE STEVENS, with whom THE CHIEF JUSTICE, MR. JUSTICE STEWART, and MR. JUSTICE REHNQUIST join, concurring in the judgment in part and dissenting in part.
MR. JUSTICE WHITE concurring in the judgment
MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, MR. JUSTICE MARSHALL, and MR. JUSTICE BLACKMUN, concurring in the judgment in part and dissenting in part.
MR. JUSTICE BLACKMUN. concurring in the judgment
MR. JUSTICE MARSHALL. concurring in
the judgment in part and dissenting in part.
The Medical School of the University of California
at Davis (hereinafter Davis) had two admissions programs for the
entering class of 100 students -- the regular admissions program
and the special admissions program. Under the regular procedure,
candidates whose overall undergraduate grade point averages fell
below 2.5 on a scale of 4.0 were summarily rejected. About one
out of six applicants was then given an interview, following which
he was rated on a scale of 1 to 100 by each of the committee members
(five in 1973 and six in 1974), his rating being based on the
interviewers' summaries, his overall grade point average, his
science courses grade point average, his Medical College Admissions
Test (MCAT) scores, letters of recommendation, extracurricular
activities, and other biographical data, all of which resulted
in a total "benchmark score." The full admissions committee
then made offers of admission on the basis of their review of
the applicant's file and his score, considering and acting upon
applications as they were received. The committee chairman was
responsible for placing names on the waiting list and had discretion
to include persons with "special skills." A separate
committee, a majority of whom were members of minority groups,
operated the special admissions program. The 1973 and 1974 application
forms, respectively, asked candidates whether they wished to be
considered as "economically and/or educationally disadvantaged"
applicants and members of a "minority group" (blacks,
Chicanos, Asians, American Indians). If an applicant of a minority
group was found to be "disadvantaged," he would be rated
in a manner similar to the one employed by the general admissions
committee. Special candidates, however, did not have to meet the
2.5 grade point cutoff and were not ranked against candidates
in the general admissions process. About one-fifth of the special
applicants were invited for interviews in 1973 and 1974, following
which they were given benchmark scores, and the top choices were
then given to the general admissions committee, which could reject
special candidates for failure to meet course requirements or
other specific deficiencies. The special committee continued to
recommend candidates until 16 special admission selections had
been made. During a four-year period 63 minority students were
admitted to Davis under the special program and 44 under the general
program. No disadvantaged whites were admitted under the special
program, though many applied. Respondent, a white male, applied
to Davis in 1973 and 1974, in both years being considered only
under the general admissions program. Though he had a 468 out
of 500 score in 1973, he was rejected since no general applicants
with scores less than 470 were being accepted after respondent's
application, which was filed late in the year, had been processed
and completed. At that time four special admission slots were
still unfilled. In 1974 respondent applied early, and though he
had a total score of 549 out of 600, he was again rejected. In
neither year was his name placed on the discretionary waiting
list. In both years special applicants were admitted with significantly
lower scores than respondent's. After his second rejection, respondent
filed this action in state court for mandatory, injunctive, and
declaratory relief to compel his admission to Davis, alleging
that the special admissions program operated to exclude him on
the basis of his race in violation of the Equal Protection Clause
of the Fourteenth Amendment, a provision of the California Constitution,
and § 601 of Title VI of the Civil Rights Act of 1964, which
provides, inter alia, that no person shall on the ground of race
or color be excluded from participating in any program receiving
federal financial assistance. Petitioner cross-claimed for a declaration
that its special admissions program was lawful. The trial court
found that the special program operated as a racial quota, because
minority applicants in that program were rated only against one
another, and 16 places in the class of 100 were reserved for them.
Declaring that petitioner could not take race into account in
making admissions decisions, the program was held to violate the
Federal and State Constitutions and Title VI. Respondent's admission
was not ordered, however, for lack of proof that he would have
been admitted but for the special program. The California Supreme
Court, applying a strict-scrutiny standard, concluded that the
special admissions program was not the least intrusive means of
achieving the goals of the admittedly compelling state interests
of integrating the medical profession and increasing the number
of doctors willing to serve minority patients. Without passing
on the state constitutional or federal statutory grounds the court
held that petitioner's special admissions program violated the
Equal Protection Clause. Since petitioner could not satisfy its
burden of demonstrating that respondent, absent the special program,
would not have been admitted, the court ordered his admission
to Davis.
Held: The judgment below is affirmed insofar
as it orders respondent's admission to Davis and invalidates petitioner's
special admissions program, but is reversed insofar as it prohibits
petitioner from taking race into account as a factor in its future
admissions decisions.
MR. JUSTICE POWELL concluded:
1. Title VI proscribes only those racial classifications
that would violate the Equal Protection Clause if employed by
a State or its agencies. Pp. 281-287.
2. Racial and ethnic classifications of any
sort are inherently suspect and call for the most exacting judicial
scrutiny. While the goal of achieving a diverse student body is
sufficiently compelling to justify consideration of race in admissions
decisions under some circumstances, petitioner's special admissions
program, which forecloses consideration to persons like respondent,
is unnecessary to the achievement of this compelling goal and
therefore invalid under the Equal Protection Clause. Pp. 287-320.
3. Since petitioner could not satisfy its burden
of proving that respondent would not have been admitted even if
there had been no special admissions program, he must be admitted.
P. 320.
MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, MR.
JUSTICE MARSHALL, and MR. JUSTICE BLACKMUN concluded:
1. Title VI proscribes only those racial classifications
that would violate the Equal Protection Clause if employed by
a State or its agencies. Pp. 328-355.
2. Racial classifications call for strict judicial
scrutiny. Nonetheless, the purpose of overcoming substantial,
chronic minority underrepresentation in the medical profession
is sufficiently important to justify petitioner's remedial use
of race. Thus, the judgment below must be reversed in that it
prohibits race from being used as a factor in university admissions.
Pp. 355-379.
MR. JUSTICE STEVENS, joined by THE CHIEF JUSTICE,
MR. JUSTICE STEWART, and MR. JUSTICE REHNQUIST, being of the view
that whether race can ever be a factor in an admissions policy
is not an issue here; that Title VI applies; and that respondent
was excluded from Davis in violation of Title VI, concurs in the
Court's judgment insofar as it affirms the judgment of the court
below ordering respondent admitted to Davis. Pp. 408-421.
MR. JUSTICE POWELL announced the judgment of the Court.
This case presents a challenge to the special
admissions program of the petitioner, the Medical School of the
University of California at Davis, which is designed to assure
the admission of a specified number of students from certain minority
groups. The Superior Court of California sustained respondent's
challenge, holding that petitioner's program violated the California
Constitution, Title VI of the Civil Rights Act of 1964, 42 U.
S. C. § 2000d et seq., and the Equal Protection Clause of
the Fourteenth Amendment. The court enjoined petitioner from considering
respondent's race or the race of any other applicant in making
admissions decisions. It refused, however, to order respondent's
admission to the Medical School, holding that he had not carried
his burden of proving that he would have been admitted but for
the constitutional and statutory violations. The Supreme Court
of California affirmed those portions of the trial court's judgment
declaring the special admissions program unlawful and enjoining
petitioner from considering the race of any applicant.* It modified
that portion of the judgment denying respondent's requested injunction
and directed the trial court to order his admission.
For the reasons stated in the following opinion,
I believe that so much of the judgment of the California court
as holds petitioner's special admissions program unlawful and
directs that respondent be admitted to the Medical School must
be affirmed. For the reasons expressed in a separate opinion,
my Brothers THE CHIEF JUSTICE, MR. JUSTICE STEWART, MR. JUSTICE
REHNQUIST, and MR. JUSTICE STEVENS concur in this judgment.
I also conclude for the reasons stated in the
following opinion that the portion of the court's judgment enjoining
petitioner from according any consideration to race in its admissions
process must be reversed. For reasons expressed in separate opinions,
my Brothers MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, MR. JUSTICE
MARSHALL, and MR. JUSTICE BLACKMUN concur in this judgment.
Affirmed in part and reversed in part.
I**
The Medical School of the University of California
at Davis opened in 1968 with an entering class of 50 students.
In 1971, the size of the entering class was increased to 100 students,
a level at which it remains. No admissions program for disadvantaged
or minority students existed when the school opened, and the first
class contained three Asians but no blacks, no Mexican-Americans,
and no American Indians. Over the next two years, the faculty
devised a special admissions program to increase the representation
of "disadvantaged" students in each Medical School class.
1 The special program consisted
of a separate admissions system operating in coordination with
the regular admissions process.
Under the regular admissions procedure, a candidate
could submit his application to the Medical School beginning in
July of the year preceding the academic year for which admission
was sought. Record 149. Because of the large number of applications,
2 the admissions committee
screened each one to select candidates for further consideration.
Candidates whose overall undergraduate grade point averages fell
below 2.5 on a scale of 4.0 were summarily rejected. Id., at 63.
About one out of six applicants was invited for a personal interview.
Ibid. Following the interviews, each candidate was rated on a
scale of 1 to 100 by his interviewers and four other members of
the admissions committee. The rating embraced the interviewers'
summaries, the candidate's overall grade point average, grade
point average in science courses, scores on the Medical College
Admissions Test (MCAT), letters of recommendation, extracurricular
activities, and other biographical data. Id., at 62. The ratings
were added together to arrive at each candidate's "benchmark"
score. Since five committee members rated each candidate in 1973,
a perfect score was 500; in 1974, six members rated each candidate,
so that a perfect score was 600. The full committee then reviewed
the file and scores of each applicant and made offers of admission
on a "rolling" basis. 3
The chairman was responsible for placing names on the waiting
list. They were not placed in strict numerical order; instead,
the chairman had discretion to include persons with "special
skills." Id., at 63-64.
The special admissions program operated with
a separate committee, a majority of whom were members of minority
groups. Id., at 163. On the 1973 application form, candidates
were asked to indicate whether they wished to be considered as
"economically and/or educationally disadvantaged" applicants;
on the 1974 form the question was whether they wished to be considered
as members of a "minority group," which the Medical
School apparently viewed as "Blacks," "Chicanos,"
"Asians," and "American Indians." Id., at
65-66, 146, 197, 203-205, 216-218. If these questions were answered
affirmatively, the application was forwarded to the special admissions
committee. No formal definition of "disadvantaged" was
ever produced, id., at 163-164, but the chairman of the special
committee screened each application to see whether it reflected
economic or educational deprivation. 4
Having passed this initial hurdle, the applications then were
rated by the special committee in a fashion similar to that used
by the general admissions committee, except that special candidates
did not have to meet the 2.5 grade point average cutoff applied
to regular applicants. About one-fifth of the total number of
special applicants were invited for interviews in 1973 and 1974.
5 Following each interview,
the special committee assigned each special applicant a benchmark
score. The special committee then presented its top choices to
the general admissions committee. The latter did not rate or compare
the special candidates against the general applicants, id., at
388, but could reject recommended special candidates for failure
to meet course requirements or other specific deficiencies. Id.,
at 171-172. The special committee continued to recommend special
applicants until a number prescribed by faculty vote were admitted.
While the overall class size was still 50, the prescribed number
was 8; in 1973 and 1974, when the class size had doubled to 100,
the prescribed number of special admissions also doubled, to 16.
Id., at 164, 166.
From the year of the increase in class size
-- 1971 -- through 1974, the special program resulted in the admission
of 21 black students, 30 Mexican-Americans, and 12 Asians, for
a total of 63 minority students. Over the same period, the regular
admissions program produced 1 black, 6 Mexican-Americans, and
37 Asians, for a total of 44 minority students. 6
Although disadvantaged whites applied to the special program in
large numbers, see n. 5, supra, none received an offer of admission
through that process. Indeed, in 1974, at least, the special committee
explicitly considered only "disadvantaged" special applicants
who were members of one of the designated minority groups. Record
171.
Allan Bakke is a white male who applied to
the Davis Medical School in both 1973 and 1974. In both years
Bakke's application was considered under the general admissions
program, and he received an interview. His 1973 interview was
with Dr. Theodore C. West, who considered Bakke "a very desirable
applicant to [the] medical school." Id., at 225. Despite
a strong benchmark score of 468 out of 500, Bakke was rejected.
His application had come late in the year, and no applicants in
the general admissions process with scores below 470 were accepted
after Bakke's application was completed. Id., at 69. There were
four special admissions slots unfilled at that time, however,
for which Bakke was not considered. Id., at 70. After his 1973
rejection, Bakke wrote to Dr. George H. Lowrey, Associate Dean
and Chairman of the Admissions Committee, protesting that the
special admissions program operated as a racial and ethnic quota.
Id., at 259.
Bakke's 1974 application was completed early
in the year. Id., at 70. His student interviewer gave him an overall
rating of 94, finding him "friendly, well tempered, conscientious
and delightful to speak with." Id., at 229. His faculty interviewer
was, by coincidence, the same Dr. Lowrey to whom he had written
in protest of the special admissions program. Dr. Lowrey found
Bakke "rather limited in his approach" to the problems
of the medical profession and found disturbing Bakke's "very
definite opinions which were based more on his personal viewpoints
than upon a study of the total problem." Id., at 226. Dr.
Lowrey gave Bakke the lowest of his six ratings, an 86; his total
was 549 out of 600. Id., at 230. Again, Bakke's application was
rejected. In neither year did the chairman of the admissions committee,
Dr. Lowrey, exercise his discretion to place Bakke on the waiting
list. Id., at 64. In both years, applicants were admitted under
the special program with grade point averages, MCAT scores, and
benchmark scores significantly lower than Bakke's. 7
After the second rejection, Bakke filed the
instant suit in the Superior Court of California. 8
He sought mandatory, injunctive, and declaratory relief compelling
his admission to the Medical School. He alleged that the Medical
School's special admissions program operated to exclude him from
the school on the basis of his race, in violation of his rights
under the Equal Protection Clause of the Fourteenth Amendment,
9 Art. I, § 21, of the
California Constitution, 10
and § 601 of Title VI of the Civil Rights Act of 1964, 78
Stat. 252, 42 U. S. C. § 2000d. 11
The University cross-complained for a declaration that its special
admissions program was lawful. The trial court found that the
special program operated as a racial quota, because minority applicants
in the special program were rated only against one another, Record
388, and 16 places in the class of 100 were reserved for them.
Id., at 295-296. Declaring that the University could not take
race into account in making admissions decisions, the trial court
held the challenged program violative of the Federal Constitution,
the State Constitution, and Title VI. The court refused to order
Bakke's admission, however, holding that he had failed to carry
his burden of proving that he would have been admitted but for
the existence of the special program.
Bakke appealed from the portion of the trial
court judgment denying him admission, and the University appealed
from the decision that its special admissions program was unlawful
and the order enjoining it from considering race in the processing
of applications. The Supreme Court of California transferred the
case directly from the trial court, "because of the importance
of the issues involved." 18 Cal. 3d 34, 39, 553 P. 2d 1152,
1156 (1976). The California court accepted the findings of the
trial court with respect to the University's program. 12
Because the special admissions program involved a racial classification,
the Supreme Court held itself bound to apply strict scrutiny.
Id., at 49, 553 P. 2d, at 1162-1163. It then turned to the goals
the University presented as justifying the special program. Although
the court agreed that the goals of integrating the medical profession
and increasing the number of physicians willing to serve members
of minority groups were compelling state interests, id., at 53,
553 P. 2d, at 1165, it concluded that the special admissions program
was not the least intrusive means of achieving those goals. Without
passing on the state constitutional or the federal statutory grounds
cited in the trial court's judgment, the California court held
that the Equal Protection Clause of the Fourteenth Amendment required
that "no applicant may be rejected because of his race, in
favor of another who is less qualified, as measured by standards
applied without regard to race." Id., at 55, 553 P. 2d, at
1166.
Turning to Bakke's appeal, the court ruled
that since Bakke had established that the University had discriminated
against him on the basis of his race, the burden of proof shifted
to the University to demonstrate that he would not have been admitted
even in the absence of the special admissions program. 13
Id., at 63-64, 553 P. 2d, at 1172. The court analogized Bakke's
situation to that of a plaintiff under Title VII of the Civil
Rights Act of 1964, 42 U. S. C. §§ 2000e-17 (1970 ed.,
Supp. V), see, e. g., Franks v. Bowman Transportation Co., 424
U.S. 747, 772 (1976). 18 Cal. 3d, at 63-64, 553 P. 2d, at 1172.
On this basis, the court initially ordered a remand for the purpose
of determining whether, under the newly allocated burden of proof,
Bakke would have been admitted to either the 1973 or the 1974
entering class in the absence of the special admissions program.
App. A to Application for Stay 48. In its petition for rehearing
below, however, the University conceded its inability to carry
that burden. App. B to Application for Stay A19-A20. 14
The California court thereupon amended its opinion to direct that
the trial court enter judgment ordering Bakke's admission to the
Medical School. 18 Cal. 3d, at 64, 553 P. 2d, at 1172. That order
was stayed pending review in this Court. 429 U.S. 953 (1976).
We granted certiorari to consider the important constitutional
issue. 429 U.S. 1090 (1977).
II
In this Court the parties neither briefed nor
argued the applicability of Title VI of the Civil Rights Act of
1964. Rather, as had the California court, they focused exclusively
upon the validity of the special admissions program under the
Equal Protection Clause. Because it was possible, however, that
a decision on Title VI might obviate resort to constitutional
interpretation, see Ashwander v. TVA, 297 U.S. 288, 346-348 (1936)
(concurring opinion), we requested supplementary briefing on the
statutory issue. 434 U.S. 900 (1977).
A
At the outset we face the question whether
a right of action for private parties exists under Title VI. Respondent
argues that there is a private right of action, invoking the test
set forth in Cort v. Ash, 422 U.S. 66, 78 (1975). He contends
that the statute creates a federal right in his favor, that legislative
history reveals an intent to permit private actions, 15
that such actions would further the remedial purposes of the statute,
and that enforcement of federal rights under the Civil Rights
Act generally is not relegated to the States. In addition, he
cites several lower court decisions which have recognized or assumed
the existence of a private right of action. 16
Petitioner denies the existence of a private right of action,
arguing that the sole function of § 601, see n. 11, supra,
was to establish a predicate for administrative action under §
602, 78 Stat. 252, 42 U. S. C. § 2000d-1. 17
In its view, administrative curtailment of federal funds under
that section was the only sanction to be imposed upon recipients
that violated § 601. Petitioner also points out that Title
VI contains no explicit grant of a private right of action, in
contrast to Titles II, III, IV, and VII, of the same statute,
42 U. S. C. §§ 2000a-3 (a), 2000b-2, 2000c-8, and 2000e-5
(f) (1970 ed. and Supp. V). 18
We find it unnecessary to resolve this question
in the instant case. The question of respondent's right to bring
an action under Title VI was neither argued nor decided in either
of the courts below, and this Court has been hesitant to review
questions not addressed below. McGoldrick v. Compagnie Generale
Transatlantique, 309 U.S. 430, 434-435 (1940). See also Massachusetts
v. Westcott, 431 U.S. 322 (1977); Cardinale v. Louisiana, 394
U.S. 437, 439 (1969). Cf. Singleton v. Wulff, 428 U.S. 106, 121
(1976). We therefore do not address this difficult issue. Similarly,
we need not pass upon petitioner's claim that private plaintiffs
under Title VI must exhaust administrative remedies. We assume,
only for the purposes of this case, that respondent has a right
of action under Title VI. See Lau v. Nichols, 414 U.S. 563, 571
n. 2 (1974) (STEWART, J., concurring in result).
B
The language of § 601, 78 Stat. 252, like
that of the Equal Protection Clause, is majestic in its sweep:
"No person in the United States shall,
on the ground of race, color, or national origin, be excluded
from participation in, be denied the benefits of, or be subjected
to discrimination under any program or activity receiving Federal
financial assistance."
The concept of "discrimination,"
like the phrase "equal protection of the laws," is susceptible
of varying interpretations, for as Mr. Justice Holmes declared,
"[a] word is not a crystal, transparent and unchanged, it
is the skin of a living thought and may vary greatly in color
and content according to the circumstances and the time in which
it is used." Towne v. Eisner, 245 U.S. 418, 425 (1918). We
must, therefore, seek whatever aid is available in determining
the precise meaning of the statute before us. Train v. Colorado
Public Interest Research Group, 426 U.S. 1, 10 (1976), quoting
United States v. American Trucking Assns., 310 U.S. 534, 543-544
(1940). Examination of the voluminous legislative history of Title
VI reveals a congressional intent to halt federal funding of entities
that violate a prohibition of racial discrimination similar to
that of the Constitution. Although isolated statements of various
legislators, taken out of context, can be marshaled in support
of the proposition that § 601 enacted a purely colorblind
scheme, 19 without regard
to the reach of the Equal Protection Clause, these comments must
be read against the background of both the problem that Congress
was addressing and the broader view of the statute that emerges
from a full examination of the legislative debates.
The problem confronting Congress was discrimination
against Negro citizens at the hands of recipients of federal moneys.
Indeed, the color blindness pronouncements cited in the margin
at n. 19, generally occur in the midst of extended remarks dealing
with the evils of segregation in federally funded programs. Over
and over again, proponents of the bill detailed the plight of
Negroes seeking equal treatment in such programs. 20
There simply was no reason for Congress to consider the validity
of hypothetical preferences that might be accorded minority citizens;
the legislators were dealing with the real and pressing problem
of how to guarantee those citizens equal treatment.
In addressing that problem, supporters of Title
VI repeatedly declared that the bill enacted constitutional principles.
For example, Representative Celler, the Chairman of the House
Judiciary Committee and floor manager of the legislation in the
House, emphasized this in introducing the bill:
"The bill would offer assurance that hospitals
financed by Federal money would not deny adequate care to Negroes.
It would prevent abuse of food distribution programs whereby Negroes
have been known to be denied food surplus supplies when white
persons were given such food. It would assure Negroes the benefits
now accorded only white students in programs of [higher] education
financed by Federal funds. It would, in short, assure the existing
right to equal treatment in the enjoyment of Federal funds. It
would not destroy any rights of private property or freedom of
association." 110 Cong. Rec. 1519 (1964) (emphasis added).
Other sponsors shared Representative Celler's
view that Title VI embodied constitutional principles. 21
In the Senate, Senator Humphrey declared that
the purpose of Title VI was "to insure that Federal funds
are spent in accordance with the Constitution and the moral sense
of the Nation." Id., at 6544. Senator Ribicoff agreed that
Title VI embraced the constitutional standard: "Basically,
there is a constitutional restriction against discrimination in
the use of federal funds; and title VI simply spells out the procedure
to be used in enforcing that restriction." Id., at 13333.
Other Senators expressed similar views. 22
Further evidence of the incorporation of a
constitutional standard into Title VI appears in the repeated
refusals of the legislation's supporters precisely to define the
term "discrimination." Opponents sharply criticized
this failure, 23 but proponents
of the bill merely replied that the meaning of "discrimination"
would be made clear by reference to the Constitution or other
existing law. For example, Senator Humphrey noted the relevance
of the Constitution:
"As I have said, the bill has a simple
purpose. That purpose is to give fellow citizens -- Negroes --
the same rights and opportunities that white people take for granted.
This is no more than what was preached by the prophets, and by
Christ Himself. It is no more than what our Constitution guarantees."
Id., at 6553. 24
In view of the clear legislative intent, Title
VI must be held to proscribe only those racial classifications
that would violate the Equal Protection Clause or the Fifth Amendment.
III
A
Petitioner does not deny that decisions based
on race or ethnic origin by faculties and administrations of state
universities are reviewable under the Fourteenth Amendment. See,
e. g., Missouri ex rel. Gaines v. Canada, 305 U. S. 337 (1938);
Sipuel v. Board of Regents, 332 U.S. 631 (1948); Sweatt v. Painter,
339 U.S. 629 (1950); McLaurin v. Oklahoma State Regents, 339 U.S.
637 (1950). For his part, respondent does not argue that all racial
or ethnic classifications are per se invalid. See, e. g., Hirabayashi
v. United States, 320 U.S. 81 (1943); Korematsu v. United States,
323 U.S. 214 (1944); Lee v. Washington, 390 U.S. 333, 334 (1968)
(Black, Harlan, and STEWART, JJ., concurring); United Jewish Organizations
v. Carey, 430 U.S. 144 (1977). The parties do disagree as to the
level of judicial scrutiny to be applied to the special admissions
program. Petitioner argues that the court below erred in applying
strict scrutiny, as this inexact term has been applied in our
cases. That level of review, petitioner asserts, should be reserved
for classifications that disadvantage "discrete and insular
minorities." See United States v. Carolene Products Co.,
304 U.S. 144, 152 n. 4 (1938). Respondent, on the other hand,
contends that the California court correctly rejected the notion
that the degree of judicial scrutiny accorded a particular racial
or ethnic classification hinges upon membership in a discrete
and insular minority and duly recognized that the "rights
established [by the Fourteenth Amendment] are personal rights."
Shelley v. Kraemer, 334 U.S. 1, 22 (1948).
En route to this crucial battle over the scope
of judicial review, 25 the
parties fight a sharp preliminary action over the proper characterization
of the special admissions program. Petitioner prefers to view
it as establishing a "goal" of minority representation
in the Medical School. Respondent, echoing the courts below, labels
it a racial quota. 26
This semantic distinction is beside the point:
The special admissions program is undeniably a classification
based on race and ethnic background. To the extent that there
existed a pool of at least minimally qualified minority applicants
to fill the 16 special admissions seats, white applicants could
compete only for 84 seats in the entering class, rather than the
100 open to minority applicants. Whether this limitation is described
as a quota or a goal, it is a line drawn on the basis of race
and ethnic status. 27
The guarantees of the Fourteenth Amendment
extend to all persons. Its language is explicit: "No State
shall . . . deny to any person within its jurisdiction the equal
protection of the laws." It is settled beyond question that
the "rights created by the first section of the Fourteenth
Amendment are, by its terms, guaranteed to the individual. The
rights established are personal rights," Shelley v. Kraemer,
supra, at 22. Accord, Missouri ex rel. Gaines v. Canada, supra,
at 351; McCabe v. Atchison, T. & S. F. R. Co., 235 U.S. 151,
161-162 (1914). The guarantee of equal protection cannot mean
one thing when applied to one individual and something else when
applied to a person of another color. If both are not accorded
the same protection, then it is not equal.
Nevertheless, petitioner argues that the court
below erred in applying strict scrutiny to the special admissions
program because white males, such as respondent, are not a "discrete
and insular minority" requiring extraordinary protection
from the majoritarian political process. Carolene Products Co.,
supra, at 152-153, n. 4. This rationale, however, has never been
invoked in our decisions as a prerequisite to subjecting racial
or ethnic distinctions to strict scrutiny. Nor has this Court
held that discreteness and insularity constitute necessary preconditions
to a holding that a particular classification is invidious. 28
See, e. g., Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535,
541 (1942); Carrington v. Rash, 380 U.S. 89, 94-97 (1965). These
characteristics may be relevant in deciding whether or not to
add new types of classifications to the list of "suspect"
categories or whether a particular classification survives close
examination. See, e. g., Massachusetts Board of Retirement v.
Murgia, 427 U.S. 307, 313 (1976) (age); San Antonio Independent
School Dist. v. Rodriguez, 411 U.S. 1, 28 (1973) (wealth); Graham
v. Richardson, 403 U.S. 365, 372 (1971) (aliens). Racial and ethnic
classifications, however, are subject to stringent examination
without regard to these additional characteristics. We declared
as much in the first cases explicitly to recognize racial distinctions
as suspect:
"Distinctions between citizens solely
because of their ancestry are by their very nature odious to a
free people whose institutions are founded upon the doctrine of
equality." Hirabayashi, 320 U.S., at 100.
"[All] legal restrictions which curtail
the civil rights of a single racial group are immediately suspect.
That is not to say that all such restrictions are unconstitutional.
It is to say that courts must subject them to the most rigid scrutiny."
Korematsu, 323 U.S., at 216.
The Court has never questioned the validity
of those pronouncements. Racial and ethnic distinctions of any
sort are inherently suspect and thus call for the most exacting
judicial examination.
B
This perception of racial and ethnic distinctions
is rooted in our Nation's constitutional and demographic history.
The Court's initial view of the Fourteenth Amendment was that
its "one pervading purpose" was "the freedom of
the slave race, the security and firm establishment of that freedom,
and the protection of the newly-made freeman and citizen from
the oppressions of those who had formerly exercised dominion over
him." Slaughter-House Cases, 16 Wall. 36, 71 (1873). The
Equal Protection Clause, however, was "[virtually] strangled
in infancy by post-civil-war judicial reactionism." 29
It was relegated to decades of relative desuetude while the Due
Process Clause of the Fourteenth Amendment, after a short germinal
period, flourished as a cornerstone in the Court's defense of
property and liberty of contract. See, e. g., Mugler v. Kansas,
123 U.S. 623, 661 (1887); Allgeyer v. Louisiana, 165 U.S. 578
(1897); Lochner v. New York, 198 U.S. 45 (1905). In that cause,
the Fourteenth Amendment's "one pervading purpose" was
displaced. See, e. g., Plessy v. Ferguson, 163 U.S. 537 (1896).
It was only as the era of substantive due process came to a close,
see, e. g., Nebbia v. New York, 291 U.S. 502 (1934); West Coast
Hotel Co. v. Parrish, 300 U.S. 379 (1937), that the Equal Protection
Clause began to attain a genuine measure of vitality, see, e.
g., United States v. Carolene Products, 304 U.S. 144 (1938); Skinner
v. Oklahoma ex rel. Williamson, supra.
By that time it was no longer possible to peg
the guarantees of the Fourteenth Amendment to the struggle for
equality of one racial minority. During the dormancy of the Equal
Protection Clause, the United States had become a Nation of minorities.
30 Each had to struggle 31
-- and to some extent struggles still 32
-- to overcome the prejudices not of a monolithic majority, but
of a "majority" composed of various minority groups
of whom it was said -- perhaps unfairly in many cases -- that
a shared characteristic was a willingness to disadvantage other
groups. 33 As the Nation
filled with the stock of many lands, the reach of the Clause was
gradually extended to all ethnic groups seeking protection from
official discrimination. See Strauder v. West Virginia, 100 U.S.
303, 308 (1880) (Celtic Irishmen) (dictum); Yick Wo v.
Hopkins, 118 U.S. 356 (1886) (Chinese); Truax
v. Raich, 239 U.S. 33, 41 (1915) (Austrian resident aliens); Korematsu,
supra (Japanese); Hernandez v. Texas, 347 U.S. 475 (1954) (Mexican-Americans).
The guarantees of equal protection, said the Court in Yick Wo,
"are universal in their application, to all persons within
the territorial jurisdiction, without regard to any differences
of race, of color, or of nationality; and the equal protection
of the laws is a pledge of the protection of equal laws."
118 U.S., at 369.
Although many of the Framers of the Fourteenth
Amendment conceived of its primary function as bridging the vast
distance between members of the Negro race and the white "majority,"
Slaughter-House Cases, supra, the Amendment itself was framed
in universal terms, without reference to color, ethnic origin,
or condition of prior servitude. As this Court recently remarked
in interpreting the 1866 Civil Rights Act to extend to claims
of racial discrimination against white persons, "the 39th
Congress was intent upon establishing in the federal law a broader
principle than would have been necessary simply to meet the particular
and immediate plight of the newly freed Negro slaves." McDonald
v. Santa Fe Trail Transportation Co., 427 U.S. 273, 296 (1976).
And that legislation was specifically broadened in 1870 to ensure
that "all persons," not merely "citizens,"
would enjoy equal rights under the law. See Runyon v. McCrary,
427 U.S. 160, 192-202 (1976) (WHITE, J., dissenting). Indeed,
it is not unlikely that among the Framers were many who would
have applauded a reading of the Equal Protection Clause that states
a principle of universal application and is responsive to the
racial, ethnic, and cultural diversity of the Nation. See, e.
g., Cong. Globe, 39th Cong., 1st Sess., 1056 (1866) (remarks of
Rep. Niblack); id., at 2891-2892 (remarks of Sen. Conness); id.,
40th Cong., 2d Sess., 883 (1868) (remarks of Sen. Howe) (Fourteenth
Amendment "[protects] classes from class legislation").
See also Bickel, The Original Understanding and the Segregation
Decision, 69 Harv. L. Rev. 1, 60-63 (1955).
Over the past 30 years, this Court has embarked
upon the crucial mission of interpreting the Equal Protection
Clause with the view of assuring to all persons "the protection
of equal laws," Yick Wo, supra, at 369, in a Nation confronting
a legacy of slavery and racial discrimination. See, e. g., Shelley
v. Kraemer, 334 U.S. 1 (1948); Brown v. Board of Education, 347
U.S. 483 (1954); Hills v. Gautreaux, 425 U.S. 284 (1976). Because
the landmark decisions in this area arose in response to the continued
exclusion of Negroes from the mainstream of American society,
they could be characterized as involving discrimination by the
"majority" white race against the Negro minority. But
they need not be read as depending upon that characterization
for their results. It suffices to say that "[over] the years,
this Court has consistently repudiated '[distinctions] between
citizens solely because of their ancestry' as being 'odious to
a free people whose institutions are founded upon the doctrine
of equality.'" Loving v. Virginia, 388 U.S. 1, 11 (1967),
quoting Hirabayashi, 320 U.S., at 100.
Petitioner urges us to adopt for the first
time a more restrictive view of the Equal Protection Clause and
hold that discrimination against members of the white "majority"
cannot be suspect if its purpose can be characterized as "benign."
34 The clock of our liberties,
however, cannot be turned back to 1868. Brown v. Board of Education,
supra, at 492; accord, Loving v. Virginia, supra, at 9. It is
far too late to argue that the guarantee of equal protection to
all persons permits the recognition of special wards entitled
to a degree of protection greater than that accorded others. 35
"The Fourteenth Amendment is not directed solely against
discrimination due to a 'two-class theory' -- that is, based upon
differences between 'white' and Negro." Hernandez, 347 U.S.,
at 478.
Once the artificial line of a "two-class
theory" of the Fourteenth Amendment is put aside, the difficulties
entailed in varying the level of judicial review according to
a perceived "preferred" status of a particular racial
or ethnic minority are intractable. The concepts of "majority"
and "minority" necessarily reflect temporary arrangements
and political judgments. As observed above, the white "majority"
itself is composed of various minority groups, most of which can
lay claim to a history of prior discrimination at the hands of
the State and private individuals. Not all of these groups can
receive preferential treatment and corresponding judicial tolerance
of distinctions drawn in terms of race and nationality, for then
the only "majority" left would be a new minority of
white Anglo-Saxon Protestants. There is no principled basis for
deciding which groups would merit "heightened judicial solicitude
" and which would not. 36
Courts would be asked to evaluate the extent of the prejudice
and consequent harm suffered by various minority groups. Those
whose societal injury is thought to exceed some arbitrary level
of tolerability then would be entitled to preferential classifications
at the expense of individuals belonging to other groups. Those
classifications would be free from exacting judicial scrutiny.
As these preferences began to have their desired effect, and the
consequences of past discrimination were undone, new judicial
rankings would be necessary. The kind of variable sociological
and political analysis necessary to produce such rankings simply
does not lie within the judicial competence -- even if they otherwise
were politically feasible and socially desirable. 37
Moreover, there are serious problems of justice
connected with the idea of preference itself. First, it may not
always be clear that a so-called preference is in fact benign.
Courts may be asked to validate burdens imposed upon individual
members of a particular group in order to advance the group's
general interest. See United Jewish Organizations v. Carey, 430
U.S., at 172-173 (BRENNAN, J., concurring in part). Nothing in
the Constitution supports the notion that individuals may be asked
to suffer otherwise impermissible burdens in order to enhance
the societal standing of their ethnic groups. Second, preferential
programs may only reinforce common stereotypes holding that certain
groups are unable to achieve success without special protection
based on a factor having no relationship to individual worth.
See DeFunis v. Odegaard, 416 U.S. 312, 343 (1974) (Douglas, J.,
dissenting). Third, there is a measure of inequity in forcing
innocent persons in respondent's position to bear the burdens
of redressing grievances not of their making.
By hitching the meaning of the Equal Protection
Clause to these transitory considerations, we would be holding,
as a constitutional principle, that judicial scrutiny of classifications
touching on racial and ethnic background may vary with the ebb
and flow of political forces. Disparate constitutional tolerance
of such classifications well may serve to exacerbate racial and
ethnic antagonisms rather than alleviate them. United Jewish Organizations,
supra, at 173-174 (BRENNAN, J., concurring in part). Also, the
mutability of a constitutional principle, based upon shifting
political and social judgments, undermines the chances for consistent
application of the Constitution from one generation to the next,
a critical feature of its coherent interpretation. Pollock v.
Farmers' Loan & Trust Co., 157 U.S. 429, 650-651 (1895) (White,
J., dissenting). In expounding the Constitution, the Court's role
is to discern "principles sufficiently absolute to give them
roots throughout the community and continuity over significant
periods of time, and to lift them above the level of the pragmatic
political judgments of a particular time and place." A. Cox,
The Role of the Supreme Court in American Government 114 (1976).
If it is the individual who is entitled to
judicial protection against classifications based upon his racial
or ethnic background because such distinctions impinge upon personal
rights, rather than the individual only because of his membership
in a particular group, then constitutional standards may be applied
consistently. Political judgments regarding the necessity for
the particular classification may be weighed in the constitutional
balance, Korematsu v. United States, 323 U.S. 214 (1944), but
the standard of justification will remain constant. This is as
it should be, since those political judgments are the product
of rough compromise struck by contending groups within the democratic
process. 38 When they touch
upon an individual's race or ethnic background, he is entitled
to a judicial determination that the burden he is asked to bear
on that basis is precisely tailored to serve a compelling governmental
interest. The Constitutional guarantees that right to every person
regardless of his background. Shelley v. Kraemer, 334 U.S., at
22; Missouri ex rel. Gaines v. Canada, 305 U.S., at 351.
C
Petitioner contends that on several occasions
this Court has approved preferential classifications without applying
the most exacting scrutiny. Most of the cases upon which petitioner
relies are drawn from three areas: school desegregation, employment
discrimination, and sex discrimination. Each of the cases cited
presented a situation materially different from the facts of this
case.
The school desegregation cases are inapposite.
Each involved remedies for clearly determined constitutional violations.
E. g., Swann v. Charlotte-Mecklenburg Board of Education, 402
U.S. 1 (1971); McDaniel v. Barresi, 402 U.S. 39 (1971); Green
v. County School Board, 391 U.S. 430 (1968). Racial classifications
thus were designed as remedies for the vindication of constitutional
entitlement. 39 Moreover,
the scope of the remedies was not permitted to exceed the extent
of the violations. E. g., Dayton Board of Education v. Brinkman,
433 U.S. 406 (1977); Milliken v. Bradley, 418 U.S. 717 (1974);
see Pasadena City Board of Education v. Spangler, 427 U.S. 424
(1976). See also Austin Independent School Dist. v. United States,
429 U.S. 990, 991-995 (1976) (POWELL, J., concurring). Here, there
was no judicial determination of constitutional violation as a
predicate for the formulation of a remedial classification.
The employment discrimination cases also do
not advance petitioner's cause. For example, in Franks v. Bowman
Transportation Co., 424 U.S. 747 (1976), we approved a retroactive
award of seniority to a class of Negro truckdrivers who had been
the victims of discrimination -- not just by society at large,
but by the respondent in that case. While this relief imposed
some burdens on other employees, it was held necessary "'to
make [the victims] whole for injuries suffered on account of unlawful
employment discrimination.'" Id., at 763, quoting Albermarle
Paper Co. v. Moody, 422 U.S. 405, 418 (1975). The Courts of Appeals
have fashioned various types of racial preferences as remedies
for constitutional or statutory violations resulting in identified,
race-based injuries to individuals held entitled to the preference.
E. g., Bridgeport Guardians, Inc. v. Bridgeport Civil Service
Commission, 482 F.2d 1333 (CA2 1973); Carter v. Gallagher, 452
F.2d 315 (CA8 1972), modified on rehearing en banc, id., at 327.
Such preferences also have been upheld where a legislative or
administrative body charged with the responsibility made determinations
of past discrimination by the industries affected, and fashioned
remedies deemed appropriate to rectify the discrimination. E.
g., Contractors Association of Eastern Pennsylvania v. Secretary
of Labor, 442 F.2d 159 (CA3), cert. denied, 404 U.S. 854 (1971);
40 Associated General Contractors
of Massachusetts, Inc. v. Altshuler, 490 F.2d 9 (CA1 1973), cert.
denied, 416 U.S. 957 (1974); cf. Katzenbach v. Morgan, 384 U.S.
641 (1966). But we have never approved preferential classifications
in the absence of proved constitutional or statutory violations.
41
Nor is petitioner's view as to the applicable
standard supported by the fact that gender-based classifications
are not subjected to this level of scrutiny. E. g., Califano v.
Webster, 430 U.S. 313, 316-317 (1977); Craig v. Boren, 429 U.S.
190, 211 n. (1976) (POWELL, J., concurring). Gender-based distinctions
are less likely to create the analytical and practical problems
present in preferential programs premised on racial or ethnic
criteria. With respect to gender there are only two possible classifications.
The incidence of the burdens imposed by preferential classifications
is clear. There are no rival groups which can claim that they,
too, are entitled to preferential treatment. Classwide questions
as to the group suffering previous injury and groups which fairly
can be burdened are relatively manageable for reviewing courts.
See, e. g., Califano v. Goldfarb, 430 U.S. 199, 212-217 (1977);
Weinberger v. Wiesenfeld, 420 U.S. 636, 645 (1975). The resolution
of these same questions in the context of racial and ethnic preferences
presents far more complex and intractable problems than gender-based
classifications. More importantly, the perception of racial classifications
as inherently odious stems from a lengthy and tragic history that
gender-based classifications do not share. In sum, the Court has
never viewed such classification as inherently suspect or as comparable
to racial or ethnic classifications for the purpose of equal protection
analysis.
Petitioner also cites Lau v. Nichols, 414 U.S.
563 (1974), in support of the proposition that discrimination
favoring racial or ethnic minorities has received judicial approval
without the exacting inquiry ordinarily accorded "suspect"
classifications. In Lau, we held that the failure of the San Francisco
school system to provide remedial English instruction for some
1,800 students of oriental ancestry who spoke no English amounted
to a violation of Title VI of the Civil Rights Act of 1964, 42
U. S. C. § 2000d, and the regulations promulgated thereunder.
Those regulations required remedial instruction where inability
to understand English excluded children of foreign ancestry from
participation in educational programs. 414 U.S., at 568. Because
we found that the students in Lau were denied "a meaningful
opportunity to participate in the educational program," ibid.,
we remanded for the fashioning of a remedial order.
Lau provides little support for petitioner's
argument. The decision rested solely on the statute, which had
been construed by the responsible administrative agency to reach
educational practices "which have the effect of subjecting
individuals to discrimination," ibid. We stated: "Under
these state-imposed standards there is no equality of treatment
merely by providing students with the same facilities, textbooks,
teachers, and curriculum; for students who do not understand English
are effectively foreclosed from any meaningful education."
Id., at 566. Moreover, the "preference" approved did
not result in the denial of the relevant benefit -- "meaningful
opportunity to participate in the educational program" --
to anyone else. No other student was deprived by that preference
of the ability to participate in San Francisco's school system,
and the applicable regulations required similar assistance for
all students who suffered similar linguistic deficiencies. Id.,
at 570-571 (STEWART, J., concurring in result).
In a similar vein, 42
petitioner contends that our recent decision in United Jewish
Organizations v. Carey, 430 U.S. 144 (1977), indicates a willingness
to approve racial classifications designed to benefit certain
minorities, without denominating the classifications as "suspect."
The State of New York had redrawn its reapportionment plan to
meet objections of the Department of Justice under § 5 of
the Voting Rights Act of 1965, 42 U. S. C. § 1973c (1970
ed., Supp. V). Specifically, voting districts were redrawn to
enhance the electoral power of certain "nonwhite" voters
found to have been the victims of unlawful "dilution"
under the original reapportionment plan. United Jewish Organizations,
like Lau, properly is viewed as a case in which the remedy for
an administrative finding of discrimination encompassed measures
to improve the previously disadvantaged group's ability to participate,
without excluding individuals belonging to any other group from
enjoyment of the relevant opportunity -- meaningful participation
in the electoral process.
In this case, unlike Lau and United Jewish
Organizations, there has been no determination by the legislature
or a responsible administrative agency that the University engaged
in a discriminatory practice requiring remedial efforts. Moreover,
the operation of petitioner's special admissions program is quite
different from the remedial measures approved in those cases.
It prefers the designated minority groups at the expense of other
individuals who are totally foreclosed from competition for the
16 special admissions seats in every Medical School class. Because
of that foreclosure, some individuals are excluded from enjoyment
of a state-provided benefit -- admission to the Medical School
-- they otherwise would receive. When a classification denies
an individual opportunities or benefits enjoyed by others solely
because of his race or ethnic background, it must be regarded
as suspect. E. g., McLaurin v. Oklahoma State Regents, 339 U.S.,
at 641-642.
IV
We have held that in "order to justify
the use of a suspect classification, a State must show that its
purpose or interest is both constitutionally permissible and substantial,
and that its use of the classification is 'necessary . . . to
the accomplishment' of its purpose or the safeguarding of its
interest." In re Griffiths, 413 U.S. 717, 721-722 (1973)
(footnotes omitted); Loving v. Virginia, 388 U.S., at 11; McLaughlin
v. Florida, 379 U.S. 184, 196 (1964). The special admissions program
purports to serve the purposes of: (i) "reducing the historic
deficit of traditionally disfavored minorities in medical schools
and in the medical profession," Brief for Petitioner 32;
(ii) countering the effects of societal discrimination; 43
(iii) increasing the number of physicians who will practice in
communities currently underserved; and (iv) obtaining the educational
benefits that flow from an ethnically diverse student body. It
is necessary to decide which, if any, of these purposes is substantial
enough to support the use of a suspect classification.
A
If petitioner's purpose is to assure within
its student body some specified percentage of a particular group
merely because of its race or ethnic origin, such a preferential
purpose must be rejected not as insubstantial but as facially
invalid. Preferring members of any one group for no reason other
than race or ethnic origin is discrimination for its own sake.
This the Constitution forbids. E. g., Loving v. Virginia, supra,
at 11; McLaughlin v. Florida, supra, at 196; Brown v. Board of
Education, 347 U.S. 483 (1954).
B
The State certainly has a legitimate and substantial
interest in ameliorating, or eliminating where feasible, the disabling
effects of identified discrimination. The line of school desegregation
cases, commencing with Brown, attests to the importance of this
state goal and the commitment of the judiciary to affirm all lawful
means toward its attainment. In the school cases, the States were
required by court order to redress the wrongs worked by specific
instances of racial discrimination. That goal was far more focused
than the remedying of the effects of "societal discrimination,"
an amorphous concept of injury that may be ageless in its reach
into the past.
We have never approved a classification that
aids persons perceived as members of relatively victimized groups
at the expense of other innocent individuals in the absence of
judicial, legislative, or administrative findings of constitutional
or statutory violations. See, e. g., Teamsters v. United States,
431 U.S. 324, 367-376 (1977); United Jewish Organizations, 430
U.S., at 155-156; South Carolina v. Katzenbach, 383 U.S. 301,
308 (1966). After such findings have been made, the governmental
interest in preferring members of the injured groups at the expense
of others is substantial, since the legal rights of the victims
must be vindicated. In such a case, the extent of the injury and
the consequent remedy will have been judicially, legislatively,
or administratively defined. Also, the remedial action usually
remains subject to continuing oversight to assure that it will
work the least harm possible to other innocent persons competing
for the benefit. Without such findings of constitutional or statutory
violations, 44 it cannot
be said that the government has any greater interest in helping
one individual than in refraining from harming another. Thus,
the government has no compelling justification for inflicting
such harm.
Petitioner does not purport to have made, and
is in no position to make, such findings. Its broad mission is
education, not the formulation of any legislative policy or the
adjudication of particular claims of illegality. For reasons similar
to those stated in Part III of this opinion, isolated segments
of our vast governmental structures are not competent to make
those decisions, at least in the absence of legislative mandates
and legislatively determined criteria. 45
Cf. Hampton v. Mow Sun Wong, 426 U.S. 88 (1976); n. 41, supra.
Before relying upon these sorts of findings in establishing a
racial classification, a governmental body must have the authority
and capability to establish, in the record, that the classification
is responsive to identified discrimination. See, e. g., Califano
v. Webster, 430 U.S., at 316-321; Califano v. Goldfarb, 430 U.S.,
at 212-217. Lacking this capability, petitioner has not carried
its burden of justification on this issue.
Hence, the purpose of helping certain groups
whom the faculty of the Davis Medical School perceived as victims
of "societal discrimination" does not justify a classification
that imposes disadvantages upon persons like respondent, who bear
no responsibility for whatever harm the beneficiaries of the special
admissions program are thought to have suffered. To hold otherwise
would be to convert a remedy heretofore reserved for violations
of legal rights into a privilege that all institutions throughout
the Nation could grant at their pleasure to whatever groups are
perceived as victims of societal discrimination. That is a step
we have never approved. Cf. Pasadena City Board of Education v.
Spangler, 427 U.S. 424 (1976).
C
Petitioner identifies, as another purpose of
its program, improving the delivery of health-care services to
communities currently underserved. It may be assumed that in some
situations a State's interest in facilitating the health care
of its citizens is sufficiently compelling to support the use
of a suspect classification. But there is virtually no evidence
in the record indicating that petitioner's special admissions
program is either needed or geared to promote that goal. 46
The court below addressed this failure of proof:
"The University concedes it cannot assure
that minority doctors who entered under the program, all of whom
expressed an 'interest' in practicing in a disadvantaged community,
will actually do so. It may be correct to assume that some of
them will carry out this intention, and that it is more likely
they will practice in minority communities than the average white
doctor. (See Sandalow, Racial Preferences in Higher Education:
Political Responsibility and the Judicial Role (1975) 42 U. Chi.
L. Rev. 653, 688.) Nevertheless, there are more precise and reliable
ways to identify applicants who are genuinely interested in the
medical problems of minorities than by race. An applicant of whatever
race who has demonstrated his concern for disadvantaged minorities
in the past and who declares that practice in such a community
is his primary professional goal would be more likely to contribute
to alleviation of the medical shortage than one who is chosen
entirely on the basis of race and disadvantage. In short, there
is no empirical data to demonstrate that any one race is more
selflessly socially oriented or by contrast that another is more
selfishly acquisitive." 18 Cal. 3d, at 56, 553 P. 2d, at
1167.
demonstrating that it must prefer members of
particular ethnic groups over all other individuals in order to
promote better health-care delivery to deprived citizens. Indeed,
petitioner has not shown that its preferential classification
is likely to have any significant effect on the problem. 47
D
The fourth goal asserted by petitioner is the
attainment of a diverse student body. This clearly is a constitutionally
permissible goal for an institution of higher education. Academic
freedom, though not a specifically enumerated constitutional right,
long has been viewed as a special concern of the First Amendment.
The freedom of a university to make its own judgments as to education
includes the selection of its student body. Mr. Justice Frankfurter
summarized the "four essential freedoms" that constitute
academic freedom:
"'It is the business of a university to
provide that atmosphere which is most conducive to speculation,
experiment and creation. It is an atmosphere in which there prevail
"the four essential freedoms" of a university -- to
determine for itself on academic grounds who may teach, what may
be taught, how it shall be taught, and who may be admitted to
study.'" Sweezy v. New Hampshire, 354 U.S. 234, 263 (1957)
(concurring in result).
Our national commitment to the safeguarding
of these freedoms within university communities was emphasized
in Keyishian v. Board of Regents, 385 U.S. 589, 603 (1967):
"Our Nation is deeply committed to safeguarding
academic freedom which is of transcendent value to all of us and
not merely to the teachers concerned. That freedom is therefore
a special concern of the First Amendment . . . . The Nation's
future depends upon leaders trained through wide exposure to that
robust exchange of ideas which discovers truth 'out of a multitude
of tongues, [rather] than through any kind of authoritative selection.'
United States v. Associated Press, 52 F.Supp. 362, 372."
The atmosphere of "speculation, experiment
and creation" -- so essential to the quality of higher education
-- is widely believed to be promoted by a diverse student body.
48 As the Court noted in
Keyishian, it is not too much to say that the "nation's future
depends upon leaders trained through wide exposure" to the
ideas and mores of students as diverse as this Nation of many
peoples.
Thus, in arguing that its universities must
be accorded the right to select those students who will contribute
the most to the "robust exchange of ideas," petitioner
invokes a countervailing constitutional interest, that of the
First Amendment. In this light, petitioner must be viewed as seeking
to achieve a goal that is of paramount importance in the fulfillment
of its mission.
It may be argued that there is greater force
to these views at the undergraduate level than in a medical school
where the training is centered primarily on professional competency.
But even at the graduate level, our tradition and experience lend
support to the view that the contribution of diversity is substantial.
In Sweatt v. Painter, 339 U.S., at 634, the Court made a similar
point with specific reference to legal education:
"The law school, the proving ground for
legal learning and practice, cannot be effective in isolation
from the individuals and institutions with which the law interacts.
Few students and no one who has practiced law would choose to
study in an academic vacuum, removed from the interplay of ideas
and the exchange of views with which the law is concerned."
Physicians serve a heterogeneous population.
An otherwise qualified medical student with a particular background
-- whether it be ethnic, geographic, culturally advantaged or
disadvantaged -- may bring to a professional school of medicine
experiences, outlooks, and ideas that enrich the training of its
student body and better equip its graduates to render with understanding
their vital service to humanity. 49
Ethnic diversity, however, is only one element
in a range of factors a university properly may consider in attaining
the goal of a heterogeneous student body. Although a university
must have wide discretion in making the sensitive judgments as
to who should be admitted, constitutional limitations protecting
individual rights may not be disregarded. Respondent urges --
and the courts below have held -- that petitioner's dual admissions
program is a racial classification that impermissibly infringes
his rights under the Fourteenth Amendment. As the interest of
diversity is compelling in the context of a university's admissions
program, the question remains whether the program's racial classification
is necessary to promote this interest. In re Griffiths, 413 U.S.,
at 721-722.
V
A
It may be assumed that the reservation of a
specified number of seats in each class for individuals from the
preferred ethnic groups would contribute to the attainment of
considerable ethnic diversity in the student body. But petitioner's
argument that this is the only effective means of serving the
interest of diversity is seriously flawed. In a most fundamental
sense the argument misconceives the nature of the state interest
that would justify consideration of race or ethnic background.
It is not an interest in simple ethnic diversity, in which a specified
percentage of the student body is in effect guaranteed to be members
of selected ethnic groups, with the remaining percentage an undifferentiated
aggregation of students. The diversity that furthers a compelling
state interest encompasses a far broader array of qualifications
and characteristics of which racial or ethnic origin is but a
single though important element. Petitioner's special admissions
program, focused solely on ethnic diversity, would hinder rather
than further attainment of genuine diversity. 50
Nor would the state interest in genuine diversity
be served by expanding petitioner's two-track system into a multitrack
program with a prescribed number of seats set aside for each identifiable
category of applicants. Indeed, it is inconceivable that a university
would thus pursue the logic of petitioner's two-track program
to the illogical end of insulating each category of applicants
with certain desired qualifications from competition with all
other applicants.
The experience of other university admissions
programs, which take race into account in achieving the educational
diversity valued by the First Amendment, demonstrates that the
assignment of a fixed number of places to a minority group is
not a necessary means toward that end. An illuminating example
is found in the Harvard College program:
"In recent years Harvard College has expanded
the concept of diversity to include students from disadvantaged
economic, racial and ethnic groups. Harvard College now recruits
not only Californians or Louisianans but also blacks and Chicanos
and other minority students. . . .
"In practice, this new definition of diversity
has meant that race has been a factor in some admission decisions.
When the Committee on Admissions reviews the large middle group
of applicants who are 'admissible' and deemed capable of doing
good work in their courses, the race of an applicant may tip the
balance in his favor just as geographic origin or a life spent
on a farm may tip the balance in other candidates' cases. A farm
boy from Idaho can bring something to Harvard College that a Bostonian
cannot offer. Similarly, a black student can usually bring something
that a white person cannot offer. . . . [See Appendix hereto.]
"In Harvard College admissions the Committee
has not set target-quotas for the number of blacks, or of musicians,
football players, physicists or Californians to be admitted in
a given year. . . . But that awareness [of the necessity of including
more than a token number of black students] does not mean that
the Committee sets a minimum number of blacks or of people from
west of the Mississippi who are to be admitted. It means only
that in choosing among thousands of applicants who are not only
'admissible' academically but have other strong qualities, the
Committee, with a number of criteria in mind, pays some attention
to distribution among many types and categories of students."
App. to Brief for Columbia University, Harvard University, Stanford
University, and the University of Pennsylvania, as Amici Curiae
2-3.
In such an admissions program, 51
race or ethnic background may be deemed a "plus" in
a particular applicant's file, yet it does not insulate the individual
from comparison with all other candidates for the available seats.
The file of a particular black applicant may be examined for his
potential contribution to diversity without the factor of race
being decisive when compared, for example, with that of an applicant
identified as an Italian-American if the latter is thought to
exhibit qualities more likely to promote beneficial educational
pluralism. Such qualities could include exceptional personal talents,
unique work or service experience, leadership potential, maturity,
demonstrated compassion, a history of overcoming disadvantage,
ability to communicate with the poor, or other qualifications
deemed important. In short, an admissions program operated in
this way is flexible enough to consider all pertinent elements
of diversity in light of the particular qualifications of each
applicant, and to place them on the same footing for consideration,
although not necessarily according them the same weight. Indeed,
the weight attributed to a particular quality may vary from year
to year depending upon the "mix" both of the student
body and the applicants for the incoming class.
This kind of program treats each applicant
as an individual in the admissions process. The applicant who
loses out on the last available seat to another candidate receiving
a "plus" on the basis of ethnic background will not
have been foreclosed from all consideration for that seat simply
because he was not the right color or had the wrong surname. It
would mean only that his combined qualifications, which may have
included similar nonobjective factors, did not outweigh those
of the other applicant. His qualifications would have been weighed
fairly and competitively, and he would have no basis to complain
of unequal treatment under the Fourteenth Amendment. 52
It has been suggested that an admissions program
which considers race only as one factor is simply a subtle and
more sophisticated -- but no less effective -- means of according
racial preference than the Davis program. A facial intent to discriminate,
however, is evident in petitioner's preference program and not
denied in this case. No such facial infirmity exists in an admissions
program where race or ethnic background is simply one element
-- to be weighed fairly against other elements -- in the selection
process. "A boundary line," as Mr. Justice Frankfurter
remarked in another connection, "is none the worse for being
narrow." McLeod v. Dilworth, 322 U.S. 327, 329 (1944). And
a court would not assume that a university, professing to employ
a facially nondiscriminatory admissions policy, would operate
it as a cover for the functional equivalent of a quota system.
In short, good faith would be presumed in the absence of a showing
to the contrary in the manner permitted by our cases. See, e.
g., Arlington Heights v. Metropolitan Housing Dev. Corp., 429
U.S. 252 (1977); Washington v. Davis, 426 U.S. 229 (1976); Swain
v. Alabama, 380 U.S. 202 (1965). 53
B
In summary, it is evident that the Davis special
admissions program involves the use of an explicit racial classification
never before countenanced by this Court. It tells applicants who
are not Negro, Asian, or Chicano that they are totally excluded
from a specific percentage of the seats in an entering class.
No matter how strong their qualifications, quantitative and extracurricular,
including their own potential for contribution to educational
diversity, they are never afforded the chance to compete with
applicants from the preferred groups for the special admissions
seats. At the same time, the preferred applicants have the opportunity
to compete for every seat in the class.
The fatal flaw in petitioner's preferential
program is its disregard of individual rights as guaranteed by
the Fourteenth Amendment. Shelley v. Kraemer, 334 U.S., at 22.
Such rights are not absolute. But when a State's distribution
of benefits or imposition of burdens hinges on ancestry or the
color of a person's skin, that individual is entitled to a demonstration
that the challenged classification is necessary to promote a substantial
state interest. Petitioner has failed to carry this burden. For
this reason, that portion of the California court's judgment holding
petitioner's special admissions program invalid under the Fourteenth
Amendment must be affirmed.
C
In enjoining petitioner from ever considering
the race of any applicant, however, the courts below failed to
recognize that the State has a substantial interest that legitimately
may be served by a properly devised admissions program involving
the competitive consideration of race and ethnic origin. For this
reason, so much of the California court's judgment as enjoins
petitioner from any consideration of the race of any applicant
must be reversed.
VI
With respect to respondent's entitlement to
an injunction directing his admission to the Medical School, petitioner
has conceded that it could not carry its burden of proving that,
but for the existence of its unlawful special admissions program,
respondent still would not have been admitted. Hence, respondent
is entitled to the injunction, and that portion of the judgment
must be affirmed. 54
APPENDIX TO OPINION OF POWELL, J.
Harvard College Admissions Program 55
For the past 30 years Harvard College has received
each year applications for admission that greatly exceed the number
of places in the freshman class. The number of applicants who
are deemed to be not "qualified" is comparatively small.
The vast majority of applicants demonstrate through test scores,
high school records and teachers' recommendations that they have
the academic ability to do adequate work at Harvard, and perhaps
to do it with distinction. Faced with the dilemma of choosing
among a large number of "qualified" candidates, the
Committee on Admissions could use the single criterion of scholarly
excellence and attempt to determine who among the candidates were
likely to perform best academically. But for the past 30 years
the Committee on Admissions has never adopted this approach. The
belief has been that if scholarly excellence were the sole or
even predominant criterion, Harvard College would lose a great
deal of its vitality and intellectual excellence and that the
quality of the educational experience offered to all students
would suffer. Final Report of W. J. Bender, Chairman of the Admission
and Scholarship Committee and Dean of Admissions and Financial
Aid, pp. 20 et seq. (Cambridge, 1960). Consequently, after selecting
those students whose intellectual potential will seem extraordinary
to the faculty -- perhaps 150 or so out of an entering class of
over 1,100 -- the Committee seeks --
variety in making its choices. This has seemed
important . . . in part because it adds a critical ingredient
to the effectiveness of the educational experience [in Harvard
College]. . . . The effectiveness of our students' educational
experience has seemed to the Committee to be affected as importantly
by a wide variety of interests, talents, backgrounds and career
goals as it is by a fine faculty and our libraries, laboratories
and housing arrangements. (Dean of Admissions Fred L. Glimp, Final
Report to the Faculty of Arts and Sciences, 65 Official Register
of Harvard University No. 25, 93, 104-105 (1968) (emphasis supplied).
The belief that diversity adds an essential
ingredient to the educational process has long been a tenet of
Harvard College admissions. Fifteen or twenty years ago, however,
diversity meant students from California, New York, and Massachusetts;
city dwellers and farm boys; violinists, painters and football
players; biologists, historians and classicists; potential stockbrokers,
academics and politicians. The result was that very few ethnic
or racial minorities attended Harvard College. In recent years
Harvard College has expanded the concept of diversity to include
students from disadvantaged economic, racial and ethnic groups.
Harvard College now recruits not only Californians or Louisianans
but also blacks and Chicanos and other minority students. Contemporary
conditions in the United States mean that if Harvard College is
to continue to offer a first-rate education to its students, minority
representation in the undergraduate body cannot be ignored by
the Committee on Admissions.
In practice, this new definition of diversity
has meant that race has been a factor in some admission decisions.
When the Committee on Admissions reviews the large middle group
of applicants who are "admissible" and deemed capable
of doing good work in their courses, the race of an applicant
may tip the balance in his favor just as geographic origin or
a life spent on a farm may tip the balance in other candidates'
cases. A farm boy from Idaho can bring something to Harvard College
that a Bostonian cannot offer. Similarly, a black student can
usually bring something that a white person cannot offer. The
quality of the educational experience of all the students in Harvard
College depends in part on these differences in the background
and outlook that students bring with them.
In Harvard College admissions the Committee
has not set target-quotas for the number of blacks, or of musicians,
football players, physicists or Californians to be admitted in
a given year. At the same time the Committee is aware that if
Harvard College is to provide a truly [heterogeneous] environment
that reflects the rich diversity of the United States, it cannot
be provided without some attention to numbers. It would not make
sense, for example, to have 10 or 20 students out of 1,100 whose
homes are west of the Mississippi. Comparably, 10 or 20 black
students could not begin to bring to their classmates and to each
other the variety of points of view, backgrounds and experiences
of blacks in the United States. Their small numbers might also
create a sense of isolation among the black students themselves
and thus make it more difficult for them to develop and achieve
their potential. Consequently, when making its decisions, the
Committee on Admissions is aware that there is some relationship
between numbers and achieving the benefits to be derived from
a diverse student body, and between numbers and providing a reasonable
environment for those students admitted. But that awareness does
not mean that the Committee sets a minimum number of blacks or
of people from west of the Mississippi who are to be admitted.
It means only that in choosing among thousands of applicants who
are not only "admissible" academically but have other
strong qualities, the Committee, with a number of criteria in
mind, pays some attention to distribution among many types and
categories of students.
The further refinements sometimes required
help to illustrate the kind of significance attached to race.
The Admissions Committee, with only a few places left to fill,
might find itself forced to choose between A, the child of a successful
black physician in an academic community with promise of superior
academic performance, and B, a black who grew up in an inner-city
ghetto of semi-literate parents whose academic achievement was
lower but who had demonstrated energy and leadership as well as
an apparently-abiding interest in black power. If a good number
of black students much like A but few like B had already been
admitted, the Committee might prefer B; and vice versa. If C,
a white student with extraordinary artistic talent, were also
seeking one of the remaining places, his unique quality might
give him an edge over both A and B. Thus, the critical criteria
are often individual qualities or experience not dependent upon
race but sometimes associated with it.
* MR. JUSTICE STEVENS views the judgment of
the California court as limited to prohibiting the consideration
of race only in passing upon Bakke's application. Post, at 408-411.
It must be remembered, however, that petitioner here cross-complained
in the trial court for a declaratory judgment that its special
program was constitutional and it lost. The trial court's judgment
that the special program was unlawful was affirmed by the California
Supreme Court in an opinion which left no doubt that the reason
for its holding was petitioner's use of race in consideration
of any candidate's application. Moreover, in explaining the scope
of its holding, the court quite clearly stated that petitioner
was prohibited from taking race into account in any way in making
admissions decisions:
"In addition, the University may properly
as it in fact does, consider other factors in evaluating an applicant,
such as the personal interview, recommendations, character, and
matters relating to the needs of the profession and society, such
as an applicant's professional goals. In short, the standards
for admission employed by the University are not constitutionally
infirm except to the extent that they are utilized in a racially
discriminatory manner. Disadvantaged applicants of all races must
be eligible for sympathetic consideration, and no applicant may
be rejected because of his race, in favor of another who is less
qualified, as measured by standards applied without regard to
race. We reiterate, in view of the dissent's misinterpretation,
that we do not compel the University to utilize only 'the highest
objective academic credentials' as the criterion for admission."
18 Cal. 3d 34, 54-55, 553 P. 2d 1152, 1166 (1976) (footnote omitted).
This explicit statement makes it unreasonable
to assume that the reach of the California court's judgment can
be limited in the manner suggested by MR. JUSTICE STEVENS.
** MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, MR. JUSTICE MARSHALL, and MR. JUSTICE BLACKMUN join Parts I and V-C of this opinion. MR. JUSTICE WHITE also joins Part III-A of this opinion.
---- Begin EndNotes ----
1 Material
distributed to applicants for the class entering in 1973 described
the special admissions program as follows:
"A special subcommittee of the Admissions
Committee, made up of faculty and medical students from minority
groups, evaluates applications from economically and/or educationally
disadvantaged backgrounds. The applicant may designate on the
application form that he or she requests such an evaluation. Ethnic
minorities are not categorically considered under the Task Force
Program unless they are from disadvantaged backgrounds. Our goals
are: 1) A short range goal in the identification and recruitment
of potential candidates for admission to medical school in the
near future, and 2) Our long-range goal is to stimulate career
interest in health professions among junior high and high school
students.
"After receiving all pertinent information
selected applicants will receive a letter inviting them to our
School of Medicine in Davis for an interview. The interviews are
conducted by at least one faculty member and one student member
of the Task Force Committee. Recommendations are then made to
the Admissions Committee of the medical school. Some of the Task
Force Faculty are also members of the Admissions Committee.
"Long-range goals will be approached by
meeting with counselors and students of schools with large minority
populations, as well as with local youth and adult community groups.
"Applications for financial aid are available
only after the applicant has been accepted and can only be awarded
after registration. Financial aid is available to students in
the form of scholarships and loans. In addition to the Regents'
Scholarships and President's Scholarship programs, the medical
school participates in the Health Professions Scholarship Program,
which makes funds available to students who otherwise might not
be able to pursue a medical education. Other scholarships and
awards are available to students who meet special eligibility
qualifications. Medical students are also eligible to participate
in the Federally Insured Student Loan Program and the American
Medical Association Education and Research Foundation Loan Program.
"Applications for Admission are available
from:
"Admissions Office
School of Medicine
University of California
Davis, California 95616"
Record 195. The letter distributed the following
year was virtually identical, except that the third paragraph
was omitted.
2 For the
1973 entering class of 100 seats, the Davis Medical School received
2,464 applications. Id., at 117. For the 1974 entering class,
3,737 applications were submitted. Id., at 289.
3 That is,
applications were considered and acted upon as they were received,
so that the process of filling the class took place over a period
of months, with later applications being considered against those
still on file from earlier in the year. Id., at 64.
4 The chairman
normally checked to see if, among other things, the applicant
had been granted a waiver of the school's application fee, which
required a means test; whether the applicant had worked during
college or interrupted his education to support himself or his
family; and whether the applicant was a member of a minority group.
Id., at 65-66.
5 For the
class entering in 1973, the total number of special applicants
was 297, of whom 73 were white. In 1974, 628 persons applied to
the special committee, of whom 172 were white. Id., at 133-134.
6 The following table provides a year-by-year comparison of minority admissions at the Davis Medical School:
Special Admissions Program General Admissions Total
Blacks Chicanos Asians Total Blacks Chicanos Asians Total
1970 5 3 0 8 0 0 4 4 12
1971 4 9 2 15 1 0 8 9 24
1972 5 6 5 16 0 0 11 11 27
1973 6 8 2 16 0 2 13 15 31
1974 6 7 3 16 0 4 5 9 25
Id., at 216-218. Sixteen persons were admitted
under the special program in 1974, ibid., but one Asian withdrew
before the start of classes, and the vacancy was filled by a candidate
from the general admissions waiting list. Brief for Petitioner
4 n. 5.
7 The following
table compares Bakke's science grade point average, overall grade
point average, and MCAT scores with the average scores of regular
admittees and of special admittees in both 1973 and 1974. Record
210, 223, 231, 234:
Class Entering in 1973
MCAT (Percentiles)
| SGPA | OGPA | Verbal | Quantitative | Science | General Information | |
| Bakke | 3.44 | 3.46 | 96 | 94 | 97 | 72 |
| Average of regular admittees | 3.51 | 3.49 | 81 | 76 | 83 | 69 |
| Average of special admittees | 2.62 | 2.88 | 46 | 24 | 35 | 33 |
Class Entering in 1974
MCAT (Percentiles)
| SGPA | OGPA | Verbal | Quantitative | Science | General Information | |
| Bakke | 3.44 | 3.46 | 96 | 94 | 97 | 72 |
| Average of regular admittees | 3.36 | 3.29 | 69 | 67 | 82 | 72 |
| Average of special admittees | 2.42 | 2.62 | 34 | 30 | 37 | 18 |
Applicants admitted under the special program
also had benchmark scores significantly lower than many students,
including Bakke, rejected under the general admissions program,
even though the special rating system apparently gave credit for
overcoming "disadvantage." Id., at 181, 388.
8 Prior
to the actual filing of the suit, Bakke discussed his intentions
with Peter C. Storandt, Assistant to the Dean of Admissions at
the Davis Medical School. Id., at 259-269. Storandt expressed
sympathy for Bakke's position and offered advice on litigation
strategy. Several amici imply that these discussions render Bakke's
suit "collusive." There is no indication, however, that
Storandt's views were those of the Medical School or that anyone
else at the school even was aware of Storandt's correspondence
and conversations with Bakke. Storandt is no longer with the University.
9 "[Nor] shall any State . . . deny to any person within its jurisdiction the equal protection of the laws."
10 "No
special privileges or immunities shall ever be granted which may
not be altered, revoked, or repealed by the Legislature; nor shall
any citizen, or class of citizens, be granted privileges or immunities
which, upon the same terms, shall not be granted to all citizens."
This section was recently repealed and its
provisions added to Art. I, § 7, of the State Constitution.
11 Section
601 of Title VI, 78 Stat. 252, provides as follows:
"No person in the United States shall,
on the ground of race, color, or national origin, be excluded
from participation in, be denied the benefits of, or be subjected
to discrimination under any program or activity receiving Federal
financial assistance."
12 Indeed,
the University did not challenge the finding that applicants who
were not members of a minority group were excluded from consideration
in the special admissions process. 18 Cal. 3d, at 44, 553 P. 2d,
at 1159.
13 Petitioner
has not challenged this aspect of the decision. The issue of the
proper placement of the burden of proof, then, is not before us.
14 Several
amici suggest that Bakke lacks standing, arguing that he never
showed that his injury -- exclusion from the Medical School --
will be redressed by a favorable decision, and that the petitioner
"fabricated" jurisdiction by conceding its inability
to meet its burden of proof. Petitioner does not object to Bakke's
standing, but inasmuch as this charge concerns our jurisdiction
under Art. III, it must be considered and rejected. First, there
appears to be no reason to question the petitioner's concession.
It was not an attempt to stipulate to a conclusion of law or to
disguise actual facts of record. Cf. Swift & Co. v. Hocking
Valley R. Co., 243 U.S. 281 (1917).
Second, even if Bakke had been unable to prove
that he would have been admitted in the absence of the special
program, it would not follow that he lacked standing. The constitutional
element of standing is plaintiff's demonstration of any injury
to himself that is likely to be redressed by favorable decision
of his claim. Warth v. Seldin, 422 U.S. 490, 498 (1975). The trial
court found such an injury, apart from failure to be admitted,
in the University's decision not to permit Bakke to compete for
all 100 places in the class, simply because of his race. Record
323. Hence the constitutional requirements of Art. III were met.
The question of Bakke's admission vel non is merely one of relief.
Nor is it fatal to Bakke's standing that he
was not a "disadvantaged" applicant. Despite the program's
purported emphasis on disadvantage, it was a minority enrollment
program with a secondary disadvantage element. White disadvantaged
students were never considered under the special program, and
the University acknowledges that its goal in devising the program
was to increase minority enrollment.
15 See,
e. g., 110 Cong. Rec. 5255 (1964) (remarks of Sen. Case).
16 E.
g., Bossier Parish School Board v. Lemon, 370 F.2d 847, 851-852
(CA5), cert. denied, 388 U.S. 911 (1967); Natonabah v. Board of
Education, 355 F.Supp. 716, 724 (NM 1973); cf. Lloyd v. Regional
Transportation Authority, 548 F.2d 1277, 1284-1287 (CA7 1977)
(Title V of Rehabilitation Act of 1973, 29 U. S. C. § 790
et seq. (1976 ed.)); Piascik v. Cleveland Museum of Art, 426 F.Supp.
779, 780 n. 1 (ND Ohio 1976) (Title IX of Education Amendments
of 1972, 20 U. S. C. § 1681 et seq. (1976 ed.)).
17 Section
602, as set forth in 42 U. S. C. § 2000d-1, reads as follows:
"Each Federal department and agency which
is empowered to extend Federal financial assistance to any program
or activity, by way of grant, loan, or contract other than a contract
of insurance or guaranty, is authorized and directed to effectuate
the provisions of section 2000d of this title with respect to
such program or activity by issuing rules, regulations, or orders
of general applicability which shall be consistent with achievement
of the objectives of the statute authorizing the financial assistance
in connection with which the action is taken. No such rule, regulation,
or order shall become effective unless and until approved by the
President. Compliance with any requirement adopted pursuant to
this section may be effected (1) by the termination of or refusal
to grant or to continue assistance under such program or activity
to any recipient as to whom there has been an express finding
on the record, after opportunity for hearing, of a failure to
comply with such requirement, but such termination or refusal
shall be limited to the particular political entity, or part thereof,
or other recipient as to whom such a finding has been made and,
shall be limited in its effect to the particular program, or part
thereof, in which such noncompliance has been so found, or (2)
by any other means authorized by law: Provided, however, That
no such action shall be taken until the department or agency concerned
has advised the appropriate person or persons of the failure to
comply with the requirement and has determined that compliance
cannot be secured by voluntary means. In the case of any action
terminating, or refusing to grant or continue, assistance because
of failure to comply with a requirement imposed pursuant to this
section, the head of the Federal department or agency shall file
with the committees of the House and Senate having legislative
jurisdiction over the program or activity involved a full written
report of the circumstances and the grounds for such action. No
such action shall become effective until thirty days have elapsed
after the filing of such report."
18 Several
comments in the debates cast doubt on the existence of any intent
to create a private right of action. For example, Representative
Gill stated that no private right of action was contemplated:
"Nowhere in this section do you find a
comparable right of legal action for a person who feels he has
been denied his rights to participate in the benefits of Federal
funds. Nowhere. Only those who have been cut off can go to court
and present their claim." 110 Cong. Rec. 2467 (1964). Accord,
id., at 7065 (remarks of Sen. Keating); 6562 (remarks of Sen.
Kuchel).
19 For
example, Senator Humphrey stated as follows:
"Racial discrimination or segregation
in the administration of disaster relief is particularly shocking;
and offensive to our sense of justice and fair play. Human suffering
draws no color lines, and the administration of help to the sufferers
should not." Id., at 6547.
See also id., at 12675 (remarks of Sen. Allott);
6561 (remarks of Sen. Kuchel); 2494, 6047 (remarks of Sen. Pastore).
But see id., at 15893 (remarks of Rep. MacGregor); 13821 (remarks
of Sen. Saltonstall); 10920 (remarks of Sen. Javits); 5266, 5807
(remarks of Sen. Keating).
20 See,
e. g., id., at 7064-7065 (remarks of Sen. Ribicoff); 7054-7055
(remarks of Sen. Pastore); 6543-6544 (remarks of Sen. Humphrey);
2595 (remarks of Rep. Donohue); 2467-2468 (remarks of Rep. Celler);
1643, 2481-2482 (remarks of Rep. Ryan); H. R. Rep. No. 914, 88th
Cong., 1st Sess., pt. 2, pp. 24-25 (1963).
21 See,
e. g., 110 Cong. Rec. 2467 (1964) (remarks of Rep. Lindsay). See
also id., at 2766 (remarks of Rep. Matsunaga); 2731-2732 (remarks
of Rep. Dawson); 2595 (remarks of Rep. Donohue); 1527-1528 (remarks
of Rep. Celler).
22 See,
e. g., id., at 12675, 12677 (remarks of Sen. Allott); 7064 (remarks
of Sen. Pell); 7057, 7062-7064 (remarks of Sen. Pastore); 5243
(remarks of Sen. Clark).
23 See,
e. g., id., at 6052 (remarks of Sen. Johnston); 5863 (remarks
of Sen. Eastland); 5612 (remarks of Sen. Ervin); 5251 (remarks
of Sen. Talmadge); 1632 (remarks of Rep. Dowdy); 1619 (remarks
of Rep. Abernethy).
24 See
also id., at 7057, 13333 (remarks of Sen. Ribicoff); 7057 (remarks
of Sen. Pastore); 5606-5607 (remarks of Sen. Javits); 5253, 5863-5864,
13442 (remarks of Sen. Humphrey).
25 That
issue has generated a considerable amount of scholarly controversy.
See, e. g., Ely, The Constitutionality of Reverse Racial Discrimination,
41 U. Chi. L. Rev. 723 (1974); Greenawalt, Judicial Scrutiny of
"Benign" Racial Preference in Law School Admissions,
75 Colum. L. Rev. 559 (1975); Kaplan, Equal Justice in an Unequal
World: Equality for the Negro, 61 Nw. U. L. Rev. 363 (1966); Karst
& Horowitz, Affirmative Action and Equal Protection, 60 Va.
L. Rev. 955 (1974); O'Neil, Racial Preference and Higher Education:
The Larger Context, 60 Va. L. Rev. 925 (1974); Posner, The DeFunis
Case and the Constitutionality of Preferential Treatment of Racial
Minorities, 1974 Sup. Ct. Rev. 1; Redish, Preferential Law School
Admissions and the Equal Protection Clause: An Analysis of the
Competing Arguments, 22 UCLA L. Rev. 343 (1974); Sandalow, Racial
Preferences in Higher Education: Political Responsibility and
the Judicial Role, 42 U. Chi. L. Rev. 653 (1975); Sedler, Racial
Preference, Reality and the Constitution: Bakke v. Regents of
the University of California, 17 Santa Clara L. Rev. 329 (1977);
Seeburger, A Heuristic Argument Against Preferential Admissions,
39 U. Pitt. L. Rev. 285 (1977).
26 Petitioner
defines "quota" as a requirement which must be met but
can never be exceeded, regardless of the quality of the minority
applicants. Petitioner declares that there is no "floor"
under the total number of minority students admitted; completely
unqualified students will not be admitted simply to meet a "quota."
Neither is there a "ceiling," since an unlimited number
could be admitted through the general admissions process. On this
basis the special admissions program does not meet petitioner's
definition of a quota.
The court below found -- and petitioner does
not deny -- that white applicants could not compete for the 16
places reserved solely for the special admissions program. 18
Cal. 3d, at 44, 553 P. 2d, at 1159. Both courts below characterized
this as a "quota" system.
27 Moreover,
the University's special admissions program involves a purposeful,
acknowledged use of racial criteria. This is not a situation in
which the classification on its face is racially neutral, but
has a disproportionate racial impact. In that situation, plaintiff
must establish an intent to discriminate. Arlington Heights v.
Metropolitan Housing Dev. Corp., 429 U.S. 252, 264-265 (1977);
Washington v. Davis, 426 U.S. 229, 242 (1976); see Yick Wo v.
Hopkins, 118 U.S. 356 (1886).
28 After
Carolene Products, the first specific reference in our decisions
to the elements of "discreteness and insularity" appears
in Minersville School District v. Gobitis, 310 U.S. 586, 606 (1940)
(Stone, J., dissenting). The next does not appear until 1970.
Oregon v. Mitchell, 400 U.S. 112, 295 n. 14 (STEWART, J., concurring
in part and dissenting in part). These elements have been relied
upon in recognizing a suspect class in only one group of cases,
those involving aliens. E. g., Graham v. Richardson, 403 U.S.
365, 372 (1971).
29 Tussman
& tenBroek, The Equal Protection of the Laws, 37 Calif. L.
Rev. 341, 381 (1949).
30 M.
Jones, American Immigration 177-246 (1960).
31 J.
Higham, Strangers in the Land (1955); G. Abbott, The Immigrant
and the Community (1917); P. Roberts, The New Immigration 66-73,
86-91, 248-261 (1912). See also E. Fenton, Immigrants and Unions:
A Case Study 561-562 (1975).
32 "Members
of various religious and ethnic groups, primarily but not exclusively
of Eastern, Middle, and Southern European ancestry, such as Jews,
Catholics, Italians, Greeks, and Slavic groups, continue to be
excluded from executive, middle-management, and other job levels
because of discrimination based upon their religion and/or national
origin." 41 CFR § 60-50.1 (b) (1977).
33 E.
g., P. Roberts, supra, n. 31, at 75; G. Abbott, supra n. 31, at
270-271. See generally n. 31, supra.
34 In
the view of MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, MR. JUSTICE
MARSHALL, and MR. JUSTICE BLACKMUN, the pliable notion of "stigma"
is the crucial element in analyzing racial classifications. See,
e. g., post, at 361, 362. The Equal Protection Clause is not framed
in terms of "stigma." Certainly the word has no clearly
defined constitutional meaning. It reflects a subjective judgment
that is standardless. All state-imposed classifications that rearrange
burdens and benefits on the basis of race are likely to be viewed
with deep resentment by the individuals burdened. The denial to
innocent persons of equal rights and opportunities may outrage
those so deprived and therefore may be perceived as invidious.
These individuals are likely to find little comfort in the notion
that the deprivation they are asked to endure is merely the price
of membership in the dominant majority and that its imposition
is inspired by the supposedly benign purpose of aiding others.
One should not lightly dismiss the inherent unfairness of, and
the perception of mistreatment that accompanies, a system of allocating
benefits and privileges on the basis of skin color and ethnic
origin. Moreover, MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, MR.
JUSTICE MARSHALL, and MR. JUSTICE BLACKMUN offer no principle
for deciding whether preferential classifications reflect a benign
remedial purpose or a malevolent stigmatic classification, since
they are willing in this case to accept mere post hoc declarations
by an isolated state entity -- a medical school faculty -- unadorned
by particularized findings of past discrimination, to establish
such a remedial purpose.
35 Professor
Bickel noted the self-contradiction of that view:
"The lesson of the great decisions of
the Supreme Court and the lesson of contemporary history have
been the same for at least a generation: discrimination on the
basis of race is illegal, immoral, unconstitutional, inherently
wrong, and destructive of democratic society. Now this is to be
unlearned and we are told that this is not a matter of fundamental
principle but only a matter of whose ox is gored. Those for whom
racial equality was demanded are to be more equal than others.
Having found support in the Constitution for equality, they now
claim support for inequality under the same Constitution."
A. Bickel, The Morality of Consent 133 (1975).
36 As
I am in agreement with the view that race may be taken into account
as a factor in an admissions program, I agree with my Brothers
BRENNAN, WHITE, MARSHALL, and BLACKMUN that the portion of the
judgment that would proscribe all consideration of race must be
reversed. See Part V, infra. But I disagree with much that is
said in their opinion.
They would require as a justification for a
program such as petitioner's, only two findings: (i) that there
has been some form of discrimination against the preferred minority
groups by "society at large," post, at 369 (it being
conceded that petitioner had no history of discrimination), and
(ii) that "there is reason to believe" that the disparate
impact sought to be rectified by the program is the "product"
of such discrimination:
"If it was reasonable to conclude -- as
we hold that it was -- that the failure of minorities to qualify
for admission at Davis under regular procedures was due principally
to the effects of past discrimination, then there is a reasonable
likelihood that, but for pervasive racial discrimination, respondent
would have failed to qualify for admission even in the absence
of Davis' special admissions program." Post, at 365-366.
The breadth of this hypothesis is unprecedented
in our constitutional system. The first step is easily taken.
No one denies the regrettable fact that there has been societal
discrimination in this country against various racial and ethnic
groups. The second step, however, involves a speculative leap:
but for this discrimination by society at large, Bakke "would
have failed to qualify for admission" because Negro applicants
-- nothing is said about Asians, cf., e. g., post, at 374 n. 57
-- would have made better scores. Not one word in the record supports
this conclusion, and the authors of the opinion offer no standard
for courts to use in applying such a presumption of causation
to other racial or ethnic classifications. This failure is a grave
one, since if it may be concluded on this record that each of
the minority groups preferred by the petitioner's special program
is entitled to the benefit of the presumption, it would seem difficult
to determine that any of the dozens of minority groups that have
suffered "societal discrimination" cannot also claim
it, in any area of social intercourse. See Part IV-B, infra.
37 Mr.
Justice Douglas has noted the problems associated with such inquiries:
"The reservation of a proportion of the
law school class for members of selected minority groups is fraught
with . . . dangers, for one must immediately determine which groups
are to receive such favored treatment and which are to be excluded,
the proportions of the class that are to be allocated to each,
and even the criteria by which to determine whether an individual
is a member of a favored group. [Cf. Plessy v. Ferguson, 163 U.S.
537, 549, 552 (1896).] There is no assurance that a common agreement
can be reached, and first the schools, and then the courts, will
be buffeted with the competing claims. The University of Washington
included Filipinos, but excluded Chinese and Japanese; another
school may limit its program to blacks, or to blacks and Chicanos.
Once the Court sanctioned racial preferences such as these, it
could not then wash its hands of the matter, leaving it entirely
in the discretion of the school, for then we would have effectively
overruled Sweatt v. Painter, 339 U.S. 629, and allowed imposition
of a 'zero' allocation. But what standard is the Court to apply
when a rejected applicant of Japanese ancestry brings suit to
require the University of Washington to extend the same privileges
to his group? The Committee might conclude that the population
of Washington is now 2% Japanese, and that Japanese also constitute
2% of the Bar, but that had they not been handicapped by a history
of discrimination, Japanese would now constitute 5% of the Bar,
or 20%. Or, alternatively, the Court could attempt to assess how
grievously each group has suffered from discrimination, and allocate
proportions accordingly; if that were the standard the current
University of Washington policy would almost surely fall, for
there is no Western State which can claim that it has always treated
Japanese and Chinese in a fair and evenhanded manner. See, e.
g., Yick Wo v. Hopkins, 118 U.S. 356; Terrace v. Thompson, 263
U.S. 197; Oyama v. California, 332 U.S. 633. This Court has not
sustained a racial classification since the wartime cases of Korematsu
v. United States, 323 U.S. 214, and Hirabayashi v. United States,
320 U.S. 81, involving curfews and relocations imposed upon Japanese-Americans.
"Nor obviously will the problem be solved
if next year the Law School included only Japanese and Chinese,
for then Norwegians and Swedes, Poles and Italians, Puerto Ricans
and Hungarians, and all other groups which form this diverse Nation
would have just complaints." DeFunis v. Odegaard, 416 U.S.
312, 337-340 (1974) (dissenting opinion) (footnotes omitted).
38 R. Dahl, A Preface to Democratic Theory (1956); Po
39 Petitioner
cites three lower court decisions allegedly deviating from this
general rule in school desegregation cases: Offermann v. Nitkowski,
378 F.2d 22 (CA2 1967); Wanner v. County School Board, 357 F.2d
452 (CA4 1966); Springfield School Committee v. Barksdale, 348
F.2d 261 (CA1 1965). Of these, Wanner involved a school system
held to have been de jure segregated and enjoined from maintaining
segregation; racial districting was deemed necessary. 357 F.2d,
at 454. Cf. United Jewish Organizations v. Carey, 430 U.S. 144
(1977). In Barksdale and Offermann, courts did approve voluntary
districting designed to eliminate discriminatory attendance patterns.
In neither, however, was there any showing that the school board
planned extensive pupil transportation that might threaten liberty
or privacy interests. See Keyes v. School District No. 1, 413
U.S. 189, 240-250 (1973) (POWELL, J., concurring in part and dissenting
in part). Nor were white students deprived of an equal opportunity
for education.
Respondent's position is wholly dissimilar
to that of a pupil bused from his neighborhood school to a comparable
school in another neighborhood in compliance with a desegregation
decree. Petitioner did not arrange for respondent to attend a
different medical school in order to desegregate Davis Medical
School; instead, it denied him admission and may have deprived
him altogether of a medical education.
40 Every
decision upholding the requirement of preferential hiring under
the authority of Exec. Order No. 11246, 3 CFR 339 (1964-1965 Comp.),
has emphasized the existence of previous discrimination as a predicate
for the imposition of a preferential remedy. Contractors Association
of Eastern Pennsylvania; Southern Illinois Builders Assn. v. Ogilvie,
471 F.2d 680 (CA7 1972); Joyce v. McCrane, 320 F.Supp. 1284 (NJ
1970); Weiner v. Cuyahoga Community College District, 19 Ohio
St. 2d 35, 249 N. E. 2d 907, cert. denied, 396 U.S. 1004 (1970).
See also Rosetti Contracting Co. v. Brennan, 508 F.2d 1039, 1041
(CA7 1975); Associated General Contractors of Massachusetts, Inc.
v. Altshuler, 490 F.2d 9 (CA1 1973), cert. denied, 416 U.S. 957
(1974); Northeast Constr. Co. v. Romney, 157 U. S. App. D. C.
381, 383, 390, 485 F.2d 752, 754, 761 (1973).
41 This
case does not call into question congressionally authorized administrative
actions, such as consent decrees under Title VII or approval of
reapportionment plans under § 5 of the Voting Rights Act
of 1965, 42 U. S. C. § 1973c (1970 ed., Supp. V). In such
cases, there has been detailed legislative consideration of the
various indicia of previous constitutional or statutory violations,
e. g., South Carolina v. Katzenbach, 383 U.S. 301, 308-310 (1966)
(§ 5), and particular administrative bodies have been charged
with monitoring various activities in order to detect such violations
and formulate appropriate remedies. See Hampton v. Mow Sun Wong,
426 U.S. 88, 103 (1976).
Furthermore, we are not here presented with
an occasion to review legislation by Congress pursuant to its
powers under § 2 of the Thirteenth Amendment and § 5
of the Fourteenth Amendment to remedy the effects of prior discrimination.
Katzenbach v. Morgan, 384 U.S. 641 (1966); Jones v. Alfred H.
Mayer Co., 392 U.S. 409 (1968). We have previously recognized
the special competence of Congress to make findings with respect
to the effects of identified past discrimination and its discretionary
authority to take appropriate remedial measures.
42 Petitioner
also cites our decision in Morton v. Mancari, 417 U.S. 535 (1974),
for the proposition that the State may prefer members of traditionally
disadvantaged groups. In Mancari, we approved a hiring preference
for qualified Indians in the Bureau of Indian Affairs of the Department
of the Interior (BIA). We observed in that case, however, that
the legal status of the BIA is sui generis. Id., at 554. Indeed,
we found that the preference was not racial at all, but "an
employment criterion reasonably designed to further the cause
of Indian self-government and to make the BIA more responsive
to . . . groups. . . whose lives and activities are governed by
the BIA in a unique fashion." Ibid.
43 A number
of distinct subgoals have been advanced as falling under the rubric
of "compensation for past discrimination." For example,
it is said that preferences for Negro applicants may compensate
for harm done them personally, or serve to place them at economic
levels they might have attained but for discrimination against
their forebears. Greenawalt, supra n. 25, at 581-586. Another
view of the "compensation" goal is that it serves as
a form of reparation by the "majority" to a victimized
group as a whole. B. Bittker, The Case for Black Reparations (1973).
That justification for racial or ethnic preference has been subjected
to much criticism. E. g., Greenawalt, supra n. 25, at 581; Posner,
supra n. 25, at 16-17, and n. 33. Finally, it has been argued
that ethnic preferences "compensate" the group by providing
examples of success whom other members of the group will emulate,
thereby advancing the group's interest and society's interest
in encouraging new generations to overcome the barriers and frustrations
of the past. Redish, supra n. 25, at 391. For purposes of analysis
these subgoals need not be considered separately.
Racial classifications in admissions conceivably
could serve a fifth purpose, one which petitioner does not articulate:
fair appraisal of each individual's academic promise in the light
of some cultural bias in grading or testing procedures. To the
extent that race and ethnic background were considered only to
the extent of curing established inaccuracies in predicting academic
performance, it might be argued that there is no "preference"
at all. Nothing in this record, however, suggests either that
any of the quantitative factors considered by the Medical School
were culturally biased or that petitioner's special admissions
program was formulated to correct for any such biases. Furthermore,
if race or ethnic background were used solely to arrive at an
unbiased prediction of academic success, the reservation of fixed
numbers of seats would be inexplicable.
44 MR.
JUSTICE BRENNAN, MR. JUSTICE WHITE, MR. JUSTICE MARSHALL, and
MR. JUSTICE BLACKMUN misconceive the scope of this Court's holdings
under Title VII when they suggest that "disparate impact"
alone is sufficient to establish a violation of that statute and,
by analogy, other civil rights measures. See post, at 363-366,
and n. 42. That this was not the meaning of Title VII was made
quite clear in the seminal decision in this area, Griggs v. Duke
Power Co., 401 U.S. 424 (1971):
"Discriminatory preference for any group,
minority or majority, is precisely and only what Congress has
proscribed. What is required by Congress is the removal of artificial,
arbitrary, and unnecessary barriers to employment when the barriers
operate invidiously to discriminate on the basis of racial or
other impermissible classification." Id., at 431 (emphasis
added).
Thus, disparate impact is a basis for relief
under Title VII only if the practice in question is not founded
on "business necessity," ibid., or lacks "a manifest
relationship to the employment in question," id., at 432.
See also McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-803,
805-806 (1973).
Nothing in this record -- as opposed to some
of the general literature cited by MR. JUSTICE BRENNAN, MR. JUSTICE
WHITE, MR. JUSTICE MARSHALL, and MR. JUSTICE BLACKMUN -- even
remotely suggests that the disparate impact of the general admissions
program at Davis Medical School, resulting primarily from the
sort of disparate test scores and grades set forth in n. 7, supra,
is without educational justification.
Moreover, the presumption in Griggs -- that
disparate impact without any showing of business justification
established the existence of discrimination in violation of the
statute -- was based on legislative determinations, wholly absent
here, that past discrimination had handicapped various minority
groups to such an extent that disparate impact could be traced
to identifiable instances of past discrimination:
"[Congress sought] to achieve equality
of employment opportunities and remove barriers that have operated
in the past to favor an identifiable group of white employees
over other employees. Under the Act, practices, procedures, or
tests neutral on their face, and even neutral in terms of intent,
cannot be maintained if they operate to 'freeze' the status quo
of prior discriminatory employment practices." Griggs, supra,
at 429-430. See, e. g., H. R. Rep. No. 914, 88th Cong., 1st Sess.,
pt. 2, p. 26 (1963) ("Testimony supporting the fact of discrimination
in employment is overwhelming"). See generally Vaas, Title
VII: The Legislative History, 7 B. C. Ind. & Com. L. Rev.
431 (1966). The Court emphasized that "the Act does not command
that any person be hired simply because he was formerly the subject
of discrimination, or because he is a member of a minority group."
401 U.S., at 430-431. Indeed, § 703 (j) of the Act makes
it clear that preferential treatment for an individual or minority
group to correct an existing "imbalance" may not be
required under Title VII. 42 U. S. C. § 2000e-2 (j). Thus,
Title VII principles support the proposition that findings of
identified discrimination must precede the fashioning of remedial
measures embodying racial classifications.
45 For
example, the University is unable to explain its selection of
only the four favored groups -- Negroes, Mexican-Americans, American
Indians, and Asians -- for preferential treatment. The inclusion
of the last group is especially curious in light of the substantial
numbers of Asians admitted through the regular admissions process.
See also n. 37, supra.
46 The
only evidence in the record with respect to such underservice
is a newspaper article. Record 473.
47 It
is not clear that petitioner's two-track system, even if adopted
throughout the country, would substantially increase representation
of blacks in the medical profession. That is the finding of a
recent study by Sleeth & Mishell, Black Under-Representation
in United States Medical Schools, 297 New England J. of Med. 1146
(1977). Those authors maintain that the cause of black underrepresentation
lies in the small size of the national pool of qualified black
applicants. In their view, this problem is traceable to the poor
premedical experiences of black undergraduates, and can be remedied
effectively only by developing remedial programs for black students
before they enter college.
48 The
president of Princeton University has described some of the benefits
derived from a diverse student body:
"[A] great deal of learning occurs informally.
It occurs through interactions among students of both sexes; of
different races, religions, and backgrounds; who come from cities
and rural areas, from various states and countries; who have a
wide variety of interests, talents, and perspectives; and who
are able, directly or indirectly, to learn from their differences
and to stimulate one another to reexamine even their most deeply
held assumptions about themselves and their world. As a wise graduate
of ours observed in commenting on this aspect of the educational
process, 'People do not learn very much when they are surrounded
only by the likes of themselves.'
. . . .
"In the nature of things, it is hard to
know how, and when, and even if, this informal 'learning through
diversity' actually occurs. It does not occur for everyone. For
many, however, the unplanned, casual encounters with roommates,
fellow sufferers in an organic chemistry class, student workers
in the library, teammates on a basketball squad, or other participants
in class affairs or student government can be subtle and yet powerful
sources of improved understanding and personal growth." Bowen,
Admissions and the Relevance of Race, Princeton Alumni Weekly
7, 9 (Sept. 26, 1977).
49 Graduate
admissions decisions, like those at the undergraduate level, are
concerned with "assessing the potential contributions to
the society of each individual candidate following his or her
graduation -- contributions defined in the broadest way to include
the doctor and the poet, the most active participant in business
or government affairs and the keenest critic of all things organized,
the solitary scholar and the concerned parent." Id., at 10.
50 See
Manning, The Pursuit of Fairness in Admissions to Higher Education,
in Carnegie Council on Policy Studies in Higher Education, Selective
Admissions in Higher Education 19, 57-59 (1977).
51 The
admissions program at Princeton has been described in similar
terms:
"While race is not in and of itself a
consideration in determining basic qualifications, and while there
are obviously significant differences in background and experience
among applicants of every race, in some situations race can be
helpful information in enabling the admission officer to understand
more fully what a particular candidate has accomplished -- and
against what odds. Similarly, such factors as family circumstances
and previous educational opportunities may be relevant, either
in conjunction with race or ethnic background (with which they
may be associated) or on their own." Bowen, supra n. 48,
at 8-9.
For an illuminating discussion of such flexible
admissions systems, see Manning, supra n. 50, at 57-59.
52 The
denial to respondent of this right to individualized consideration
without regard to his race is the principal evil of petitioner's
special admissions program. Nowhere in the opinion of MR. JUSTICE
BRENNAN, MR. JUSTICE WHITE, MR. JUSTICE MARSHALL, and MR. JUSTICE
BLACKMUN is this denial even addressed.
53 Universities,
like the prosecutor in Swain, may make individualized decisions,
in which ethnic background plays a part, under a presumption of
legality and legitimate educational purpose. So long as the university
proceeds on an individualized, case-by-case basis, there is no
warrant for judicial interference in the academic process. If
an applicant can establish that the institution does not adhere
to a policy of individual comparisons, or can show that a systematic
exclusion of certain groups results, the presumption of legality
might be overcome, creating the necessity of proving legitimate
educational purpose.
There also are strong policy reasons that correspond
to the constitutional distinction between petitioner's preference
program and one that assures a measure of competition among all
applicants. Petitioner's program will be viewed as inherently
unfair by the public generally as well as by applicants for admission
to state universities. Fairness in individual competition for
opportunities, especially those provided by the State, is a widely
cherished American ethic. Indeed, in a broader sense, an underlying
assumption of the rule of law is the worthiness of a system of
justice based on fairness to the individual. As Mr. Justice Frankfurter
declared in another connection, "[justice] must satisfy the
appearance of justice." Offutt v. United States, 348 U.S.
11, 14 (1954).
54 There
is no occasion for remanding the case to permit petitioner to
reconstruct what might have happened if it had been operating
the type of program described as legitimate in Part V, supra.
Cf. Mt. Healthy City Board of Ed. v. Doyle, 429 U.S. 274, 284-287
(1977). In Mt. Healthy, there was considerable doubt whether protected
First Amendment activity had been the "but for" cause
of Doyle's protested discharge. Here, in contrast, there is no
question as to the sole reason for respondent's rejection -- purposeful
racial discrimination in the form of the special admissions program.
Having injured respondent solely on the basis of an unlawful classification,
petitioner cannot now hypothesize that it might have employed
lawful means of achieving the same result. See Arlington Heights
v. Metropolitan Housing Dev. Corp., 429 U.S., at 265-266. No one
can say how -- or even if -- petitioner would have operated its
admissions process if it had known that legitimate alternatives
were available. Nor is there a record revealing that legitimate
alternative grounds for the decision existed, as there was in
Mt. Healthy. In sum, a remand would result in fictitious recasting
of past conduct.
55 This
statement appears in the Appendix to the Brief for Columbia University,
Harvard University, Stanford University, and the University of
Pennsylvania, as Amici Curiae.
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