JUSTICE STEVENS delivered the opinion of the Court.
JUSTICE WHITE, dissenting.
JUSTICE REHNQUIST, dissenting.
CHIEF JUSTICE BURGER, dissenting.
JUSTICE POWELL, concurring.
In proceedings instituted in Federal District Court, appellees challenged the constitutionality of, inter alia, a 1981 Alabama Statute (§ 16-1-20.1) authorizing a 1-minute period of silence in all public schools "for meditation or voluntary prayer." Although finding that § 16-1-20.1 was an effort to encourage a religious activity, the District Court ultimately held that the Establishment Clause of the First Amendment does not prohibit a State from establishing a religion. The Court of Appeals reversed.
Held: Section 16-1-20.1 is a law respecting the establishment of religion and thus violates the First Amendment. Pp. 48-61.
(a) The proposition that the several States have no greater power to restrain the individual freedoms protected by the First Amendment than does Congress is firmly embedded in constitutional jurisprudence. The First Amendment was adopted to curtail Congress' power to interfere with the individual's freedom to believe, to worship, and to express himself in accordance with the dictates of his own conscience, and the Fourteenth Amendment imposed the same substantive limitations on the States' power to legislate. The individual's freedom to choose his own creed is the counterpart of his right to refrain from accepting the creed established by the majority. Moreover, the individual freedom of conscience protected by the First Amendment embraces the right to select any religious faith or none at all. Pp. 48-55.
(b) One of the well-established criteria for determining the constitutionality of a statute under the Establishment Clause is that the statute must have a secular legislative purpose. Lemon v. Kurtzman, 403 U.S. 602, 612-613. The First Amendment requires that a statute must be invalidated if it is entirely motivated by a purpose to advance religion. Pp. 55-56.
(c) The record here not only establishes that § 16-1-20.1's purpose was to endorse religion, it also reveals that the enactment of the statute was not motivated by any clearly secular purpose. In particular, the statements of § 16-1-20.1's sponsor in the legislative record and in his testimony before the District Court indicate that the legislation was solely an "effort to return voluntary prayer" to the public schools. Moreover, such unrebutted evidence of legislative intent is confirmed by a consideration of the relationship between § 16-1-20.1 and two other Alabama statutes -- one of which, enacted in 1982 as a sequel to § 16-1-20.1, authorized teachers to lead "willing students" in a prescribed prayer, and the other of which, enacted in 1978 as § 16-1-20.1's predecessor, authorized a period of silence "for meditation" only. The State's endorsement, by enactment of § 16-1-20.1, of prayer activities at the beginning of each schoolday is not consistent with the established principle that the government must pursue a course of complete neutrality toward religion. Pp. 56-61.
JUSTICE STEVENS delivered the opinion of the Court.
At an early stage of this litigation, the constitutionality of
three Alabama statutes was questioned: (1) § 16-1-20, enacted
in 1978, which authorized a 1-minute period of silence in all
public schools "for meditation"; 1
(2) § 16-1-20.1, enacted in 1981, which authorized a period
of silence "for meditation or voluntary prayer"; 2
and (3) § 16-1-20.2, enacted in 1982, which authorized teachers
to lead "willing students" in a prescribed prayer to
"Almighty God . . . the Creator and Supreme Judge of the
world." 3
At the preliminary-injunction stage of this case, the District
Court distinguished § 16-1-20 from the other two statutes.
It then held that there was "nothing wrong" with §
16-1-20, 4 but that §§
16-1-20.1 and 16-1-20.2 were both invalid because the sole purpose
of both was "an effort on the part of the State of Alabama
to encourage a religious activity." 5
After the trial on the merits, the District Court did not change
its interpretation of these two statutes, but held that they were
constitutional because, in its opinion, Alabama has the power
to establish a state religion if it chooses to do so. 6
The Court of Appeals agreed with the District Court's initial
interpretation of the purpose of both § 16-1-20.1 and §
16-1-20.2, and held them both unconstitutional. 7
We have already affirmed the Court of Appeals' holding with respect
to § 16-1-20.2. 8 Moreover,
appellees have not questioned the holding that § 16-1-20
is valid. 9 Thus, the narrow
question for decision is whether § 16-1-20.1, which authorizes
a period of silence for "meditation or voluntary prayer,"
is a law respecting the establishment of religion within the meaning
of the First Amendment. 10
I
Appellee Ishmael Jaffree is a resident of Mobile County, Alabama.
On May 28, 1982, he filed a complaint on behalf of three of his
minor children; two of them were second-grade students and the
third was then in kindergarten. The complaint named members of
the Mobile County School Board, various school officials, and
the minor plaintiffs' three teachers as defendants. 11
The complaint alleged that the appellees brought the action "seeking
principally a declaratory judgment and an injunction restraining
the Defendants and each of them from maintaining or allowing the
maintenance of regular religious prayer services or other forms
of religious observances in the Mobile County Public Schools in
violation of the First Amendment as made applicable to states
by the Fourteenth Amendment to the United States Constitution."
12 The complaint further
alleged that two of the children had been subjected to various
acts of religious indoctrination "from the beginning of the
school year in September, 1981"; 13
that the defendant teachers had "on a daily basis" led
their classes in saying certain prayers in unison; 14
that the minor children were exposed to ostracism from their peer
group class members if they did not participate; 15
and that Ishmael Jaffree had repeatedly but unsuccessfully requested
that the devotional services be stopped. The original complaint
made no reference to any Alabama statute.
On June 4, 1982, appellees filed an amended complaint seeking
class certification, 16 and
on June 30, 1982, they filed a second amended complaint naming
the Governor of Alabama and various state officials as additional
defendants. In that amendment the appellees challenged the constitutionality
of three Alabama statutes: §§ 16-1-20, 16-1-20.1, and
16-1-20.2. 17
On August 2, 1982, the District Court held an evidentiary hearing
on appellees' motion for a preliminary injunction. At that hearing,
State Senator Donald G. Holmes testified that he was the "prime
sponsor" of the bill that was enacted in 1981 as § 16-1-20.1.
18 He explained that the
bill was an "effort to return voluntary prayer to our public
schools . . . it is a beginning and a step in the right direction."
19 Apart from the purpose
to return voluntary prayer to public school, Senator Holmes unequivocally
testified that he had "no other purpose in mind." 20
A week after the hearing, the District Court entered a preliminary
injunction. 21 The court
held that appellees were likely to prevail on the merits because
the enactment of §§ 16-1-20.1 and 16-1-20.2 did not
reflect a clearly secular purpose. 22
In November 1982, the District Court held a 4-day trial on the
merits. The evidence related primarily to the 1981-1982 academic
year -- the year after the enactment of § 16-1-20.1 and prior
to the enactment of § 16-1-20.2. The District Court found
that during that academic year each of the minor plaintiffs' teachers
had led classes in prayer activities, even after being informed
of appellees' objections to these activities. 23
In its lengthy conclusions of law, the District Court reviewed
a number of opinions of this Court interpreting the Establishment
Clause of the First Amendment, and then embarked on a fresh examination
of the question whether the First Amendment imposes any barrier
to the establishment of an official religion by the State of Alabama.
After reviewing at length what it perceived to be newly discovered
historical evidence, the District Court concluded that "the
establishment clause of the first amendment to the United States
Constitution does not prohibit the state from establishing a religion."
24 In a separate opinion,
the District Court dismissed appellees' challenge to the three
Alabama statutes because of a failure to state any claim for which
relief could be granted. The court's dismissal of this challenge
was also based on its conclusion that the Establishment Clause
did not bar the States from establishing a religion. 25
The Court of Appeals consolidated the two cases; not surprisingly,
it reversed. The Court of Appeals noted that this Court had considered
and had rejected the historical arguments that the District Court
found persuasive, and that the District Court had misapplied the
doctrine of stare decisis. 26
The Court of Appeals then held that the teachers' religious activities
violated the Establishment Clause of the First Amendment. 27
With respect to § 16-1-20.1 and § 16-1-20.2, the Court
of Appeals stated that "both statutes advance and encourage
religious activities." 28
The Court of Appeals then quoted with approval the District Court's
finding that § 16-1-20.1, and § 16-1-20.2, were efforts
"'to encourage a religious activity. Even though these statutes
are permissive in form, it is nevertheless state involvement respecting
an establishment of religion.'" 29
Thus, the Court of Appeals concluded that both statutes were "specifically
the type which the Supreme Court addressed in [Engel v. Vitale,
370 U.S. 421 (1962)]." 30
A suggestion for rehearing en banc was denied over the dissent
of four judges who expressed the opinion that the full court should
reconsider the panel decision insofar as it held § 16-1-20.1
unconstitutional. 31 When
this Court noted probable jurisdiction, it limited argument to
the question that those four judges thought worthy of reconsideration.
The judgment of the Court of Appeals with respect to the other
issues presented by the appeals was affirmed. Wallace v. Jaffree,
466 U.S. 924 (1984).
II
Our unanimous affirmance of the Court of Appeals' judgment concerning
§ 16-1-20.2 makes it unnecessary to comment at length on
the District Court's remarkable conclusion that the Federal Constitution
imposes no obstacle to Alabama's establishment of a state religion.
Before analyzing the precise issue that is presented to us, it
is nevertheless appropriate to recall how firmly embedded in our
constitutional jurisprudence is the proposition that the several
States have no greater power to restrain the individual freedoms
protected by the First Amendment than does the Congress of the
United States.
As is plain from its text, the First Amendment was adopted to
curtail the power of Congress to interfere with the individual's
freedom to believe, to worship, and to express himself in accordance
with the dictates of his own conscience. 32
Until the Fourteenth Amendment was added to the Constitution,
the First Amendment's restraints on the exercise of federal power
simply did not apply to the States. 33
But when the Constitution was amended to prohibit any State from
depriving any person of liberty without due process of law, that
Amendment imposed the same substantive limitations on the States'
power to legislate that the First Amendment had always imposed
on the Congress' power. This Court has confirmed and endorsed
this elementary proposition of law time and time again. 34
Writing for a unanimous Court in Cantwell v. Connecticut, 310
U.S. 296, 303 (1940), Justice Roberts explained:
". . . We hold that the statute, as construed and applied to the appellants, deprives them of their liberty without due process of law in contravention of the Fourteenth Amendment. The fundamental concept of liberty embodied in that Amendment embraces the liberties guaranteed by the First Amendment. The First Amendment declares that Congress shall make no law respecting an establishment of religion or prohibiting the free exercise thereof. The Fourteenth Amendment has rendered the legislatures of the states as incompetent as Congress to enact such laws. The constitutional inhibition of legislation on the subject of religion has a double aspect. On the one hand, it forestalls compulsion by law of the acceptance of any creed or the practice of any form of worship. Freedom of conscience and freedom to adhere to such religious organization or form of worship as the individual may choose cannot be restricted by law. On the other hand, it safeguards the free exercise of the chosen form of religion."
Cantwell, of course, is but one case in which the Court has identified
the individual's freedom of conscience as the central liberty
that unifies the various Clauses in the First Amendment. 35
Enlarging on this theme, THE CHIEF JUSTICE recently wrote:
"We begin with the proposition that the right of freedom of thought protected by the First Amendment against state action includes both the right to speak freely and the right to refrain from speaking at all. See Board of Education v. Barnette, 319 U.S. 624, 633-634 (1943); id., at 645 (Murphy, J., concurring). A system which secures the right to proselytize religious, political, and ideological causes must also guarantee the concomitant right to decline to foster such concepts. The right to speak and the right to refrain from speaking are complementary components of the broader concept of 'individual freedom of mind.' Id., at 637.
. . . .
"The Court in Barnette, supra, was faced with a state statute which required public school students to participate in daily public ceremonies by honoring the flag both with words and traditional salute gestures. In overruling its prior decision in Minersville District v. Gobitis, 310 U.S. 586 (1940), the Court held that 'a ceremony so touching matters of opinion and political attitude may [not] be imposed upon the individual by official authority under powers committed to any political organization under our Constitution.' 319 U.S., at 636. Compelling the affirmative act of a flag salute involved a more serious infringement upon personal liberties than the passive act of carrying the state motto on a license plate, but the difference is essentially one of degree. Here, as in Barnette, we are faced with a state measure which forces an individual, as part of his daily life -- indeed constantly while his automobile is in public view -- to be an instrument for fostering public adherence to an ideological point of view he finds unacceptable. In doing so, the State 'invades the sphere of intellect and spirit which it is the purpose of the First Amendment to our Constitution to reserve from all official control.' Id., at 642." Wooley v. Maynard, 430 U.S. 705, 714-715 (1977).
Just as the right to speak and the right to refrain from speaking
are complementary components of a broader concept of individual
freedom of mind, so also the individual's freedom to choose his
own creed is the counterpart of his right to refrain from accepting
the creed established by the majority. At one time it was thought
that this right merely proscribed the preference of one Christian
sect over another, but would not require equal respect for the
conscience of the infidel, the atheist, or the adherent of a non-Christian
faith such as Islam or Judaism. 36
But when the underlying principle has been examined in the crucible
of litigation, the Court has unambiguously concluded that the
individual freedom of conscience protected by the First Amendment
embraces the right to select any religious faith or none at all.
37 This conclusion derives
support not only from the interest in respecting the individual's
freedom of conscience, but also from the conviction that religious
beliefs worthy of respect are the product of free and voluntary
choice by the faithful, 38
and from recognition of the fact that the political interest in
forestalling intolerance extends beyond intolerance among Christian
sects -- or even intolerance among "religions" -- to
encompass intolerance of the disbeliever and the uncertain. 39
As Justice Jackson eloquently stated in West Virginia Board of
Education v. Barnette, 319 U.S. 624, 642 (1943):
"If there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe what shall be orthodox in politics, nationalism, religion, or other matters of opinion or force citizens to confess by word or act their faith therein."
The State of Alabama, no less than the Congress of the United
States, must respect that basic truth.
III
When the Court has been called upon to construe the breadth of
the Establishment Clause, it has examined the criteria developed
over a period of many years. Thus, in Lemon v. Kurtzman, 403 U.S.
602, 612-613 (1971), we wrote:
"Every analysis in this area must begin with consideration of the cumulative criteria developed by the Court over many years. Three such tests may be gleaned from our cases. First, the statute must have a secular legislative purpose; second, its principal or primary effect must be one that neither advances nor inhibits religion, Board of Education v. Allen, 392 U.S. 236, 243 (1968); finally, the statute must not foster 'an excessive government entanglement with religion.' [Walz v. Tax Comm'n, 397 U.S. 664, 674 (1970)]."
It is the first of these three criteria that is most plainly implicated
by this case. As the District Court correctly recognized, no consideration
of the second or third criteria is necessary if a statute does
not have a clearly secular purpose. 40
For even though a statute that is motivated in part by a religious
purpose may satisfy the first criterion, see, e. g., Abington
School District v. Schempp, 374 U.S. 203, 296-303 (1963) (BRENNAN,
J., concurring), the First Amendment requires that a statute must
be invalidated if it is entirely motivated by a purpose to advance
religion. 41
In applying the purpose test, it is appropriate to ask "whether
government's actual purpose is to endorse or disapprove of religion."
42 In this case, the answer
to that question is dispositive. For the record not only provides
us with an unambiguous affirmative answer, but it also reveals
that the enactment of § 16-1-20.1 was not motivated by any
clearly secular purpose -- indeed, the statute had no secular
purpose.
IV
The sponsor of the bill that became § 16-1-20.1, Senator
Donald Holmes, inserted into the legislative record -- apparently
without dissent -- a statement indicating that the legislation
was an "effort to return voluntary prayer" to the public
schools. 43 Later Senator
Holmes confirmed this purpose before the District Court. In response
to the question whether he had any purpose for the legislation
other than returning voluntary prayer to public schools, he stated:
"No, I did not have no other purpose in mind." 44
The State did not present evidence of any secular purpose. 45
The unrebutted evidence of legislative intent contained in the
legislative record and in the testimony of the sponsor of §
16-1-20.1 is confirmed by a consideration of the relationship
between this statute and the two other measures that were considered
in this case. The District Court found that the 1981 statute and
its 1982 sequel had a common, nonsecular purpose. The wholly religious
character of the later enactment is plainly evident from its text.
When the differences between § 16-1-20.1 and its 1978 predecessor,
§ 16-1-20, are examined, it is equally clear that the 1981
statute has the same wholly religious character.
There are only three textual differences between § 16-1-20.1
and § 16-1-20: (1) the earlier statute applies only to grades
one through six, whereas § 16-1-20.1 applies to all grades;
(2) the earlier statute uses the word "shall" whereas
§ 16-1-20.1 uses the word "may"; (3) the earlier
statute refers only to "meditation" whereas § 16-1-20.1
refers to "meditation or voluntary prayer." The first
difference is of no relevance in this litigation because the minor
appellees were in kindergarten or second grade during the 1981-1982
academic year. The second difference would also have no impact
on this litigation because the mandatory language of § 16-1-20
continued to apply to grades one through six. 46
Thus, the only significant textual difference is the addition
of the words "or voluntary prayer."
The legislative intent to return prayer to the public schools
is, of course, quite different from merely protecting every student's
right to engage in voluntary prayer during an appropriate moment
of silence during the schoolday. The 1978 statute already protected
that right, containing nothing that prevented any student from
engaging in voluntary prayer during a silent minute of meditation.
47 Appellants have not identified
any secular purpose that was not fully served by § 16-1-20
before the enactment of § 16-1-20.1. Thus, only two conclusions
are consistent with the text of § 16-1-20.1: (1) the statute
was enacted to convey a message of state endorsement and promotion
of prayer; or (2) the statute was enacted for no purpose. No one
suggests that the statute was nothing but a meaningless or irrational
act. 48
We must, therefore, conclude that the Alabama Legislature intended
to change existing law 49
and that it was motivated by the same purpose that the Governor's
answer to the second amended complaint expressly admitted; that
the statement inserted in the legislative history revealed; and
that Senator Holmes' testimony frankly described. The legislature
enacted § 16-1-20.1, despite the existence of § 16-1-20
for the sole purpose of expressing the State's endorsement of
prayer activities for one minute at the beginning of each schoolday.
The addition of "or voluntary prayer" indicates that
the State intended to characterize prayer as a favored practice.
Such an endorsement is not consistent with the established principle
that the government must pursue a course of complete neutrality
toward religion. 50
The importance of that principle does not permit us to treat this
as an inconsequential case involving nothing more than a few words
of symbolic speech on behalf of the political majority. 51
For whenever the State itself speaks on a religious subject, one
of the questions that we must ask is "whether the government
intends to convey a message of endorsement or disapproval of religion."
52 The well-supported concurrent
findings of the District Court and the Court of Appeals -- that
§ 16-1-20.1 was intended to convey a message of state approval
of prayer activities in the public schools -- make it unnecessary,
and indeed inappropriate, to evaluate the practical significance
of the addition of the words "or voluntary prayer" to
the statute. Keeping in mind, as we must, "both the fundamental
place held by the Establishment Clause in our constitutional scheme
and the myriad, subtle ways in which Establishment Clause values
can be eroded," 53 we
conclude that § 16-1-20.1 violates the First Amendment.
The judgment of the Court of Appeals is affirmed.
It is so ordered.
---- Begin EndNotes ----
1 Alabama Code § 16-1-20
(Supp. 1984) reads as follows:
"At the commencement of the first class each day in the first
through the sixth grades in all public schools, the teacher in
charge of the room in which each such class is held shall announce
that a period of silence, not to exceed one minute in duration,
shall be observed for meditation, and during any such period silence
shall be maintained and no activities engaged in."
Appellees have abandoned any claim that § 16-1-20 is unconstitutional.
See Brief for Appellees 2.
2 Alabama Code § 16-1-20.1
(Supp. 1984) provides:
"At the commencement of the first class of each day in all
grades in all public schools the teacher in charge of the room
in which each class is held may announce that a period of silence
not to exceed one minute in duration shall be observed for meditation
or voluntary prayer, and during any such period no other activities
shall be engaged in."
3 Alabama Code § 16-1-20.2
(Supp. 1984) provides:
"From henceforth, any teacher or professor in any public
educational institution within the state of Alabama, recognizing
that the Lord God is one, at the beginning of any homeroom or
any class, may pray, may lead willing students in prayer, or may
lead the willing students in the following prayer to God:
"Almighty God, You alone are our God. We acknowledge You
as the Creator and Supreme Judge of the world. May Your justice,
Your truth, and Your peace abound this day in the hearts of our
countrymen, in the counsels of our government, in the sanctity
of our homes and in the classrooms of our schools in the name
of our Lord. Amen."
4 The court stated that it
did not find any potential infirmity in § 16-1-20 because
"it is a statute which prescribes nothing more than a child
in school shall have the right to meditate in silence and there
is nothing wrong with a little meditation and quietness."
Jaffree v. James, 544 F.Supp. 727, 732 (SD Ala. 1982).
5 Ibid.
6 Jaffree v. Board of School
Comm'rs of Mobile County, 554 F.Supp. 1104, 1128 (SD Ala. 1983).
7 705 F.2d 1526, 1535-1536
(CA11 1983).
8 Wallace v. Jaffree, 466 U.S.
924 (1984).
9 See n. 1, supra.
10 The Establishment Clause
of the First Amendment, of course, has long been held applicable
to the States. Everson v. Board of Education, 330 U.S. 1, 15-16
(1947).
11 App. 4-7.
12 Id., at 4.
13 Id., at 7.
14 Ibid.
15 Id., at 8-9.
16 Id., at 17.
17 Id., at 21. See nn. 1,
2, and 3, supra.
18 App. 47-49.
19 Id., at 50.
20 Id., at 52.
21 Jaffree v. James, 544
F.Supp. 727 (SD Ala. 1982).
22 See Lemon v. Kurtzman,
403 U.S. 602, 612-613 (1971). Insofar as relevant to the issue
now before us, the District Court explained:
"The injury to plaintiffs from the possible establishment
of a religion by the State of Alabama contrary to the proscription
of the establishment clause outweighs any indirect harm which
may occur to defendants as a result of an injunction. Granting
an injunction will merely maintain the status quo existing prior
to the enactment of the statutes.
. . . .
"The purpose of Senate Bill 8 [§ 16-1-20.2] as evidenced
by its preamble, is to provide for a prayer that may be given
in public schools. Senator Holmes testified that his purpose in
sponsoring § 16-1-20.1 was to return voluntary prayer to
the public schools. He intended to provide children the opportunity
of sharing in their spiritual heritage of Alabama and of this
country. See Alabama Senate Journal 921 (1981). The Fifth Circuit
has explained that 'prayer is a primary religious activity in
itself. . . .' Karen B. v. Treen, 653 F.2d 897, 901 (5th Cir.
1981). The state may not employ a religious means in its public
schools. Abington School District v. Schempp, [374 U.S. 203, 224]
(1963). Since these statutes do not reflect a clearly secular
purpose, no consideration of the remaining two-parts of the Lemon
test is necessary.
"The enactment of Senate Bill 8 [§ 16-1-20.2] and §
16-1-20.1 is an effort on the part of the State of Alabama to
encourage a religious activity. Even though these statutes are
permissive in form, it is nevertheless state involvement respecting
an establishment of religion. Engel v. Vitale, [370 U.S. 421,
430] (1962). Thus, binding precedent which this Court is under
a duty to follow indicates the substantial likelihood plaintiffs
will prevail on the merits." 544 F.Supp., at 730-732.
23 The District Court wrote:
"Defendant Boyd, as early as September 16, 1981, led her
class at E. R. Dickson in singing the following phrase:
"'God is great, God is good,
"'Let us thank him for our food,
"'bow our heads we all are fed,
"'Give us Lord our daily bread.
"'Amen!'
"The recitation of this phrase continued on a daily basis
throughout the 1981-82 school year.
. . . .
"Defendant Pixie Alexander has led her class at Craighead
in reciting the following phrase:
"'God is great, God is good,
"'Let us thank him for our food.'
"Further, defendant Pixie Alexander had her class recite
the following, which is known as the Lord's Prayer:
"'Our Father, which are in heaven, hallowed be Thy name.
Thy kingdom come. Thy will be done on earth as it is in heaven.
Give us this day our daily bread and forgive us our debts as we
forgive our debtors. And lead us not into temptation but deliver
us from evil for thine is the kingdom and the power and the glory
forever. Amen.'
"The recitation of these phrases continued on a daily basis
throughout the 1981-82 school year.
. . . .
"Ms. Green admitted that she frequently leads her class in
singing the following song:
"'For health and strength and daily food, we praise Thy name,
Oh Lord.'
"This activity continued throughout the school year, despite
the fact that Ms. Green had knowledge that plaintiff did not want
his child exposed to the above-mentioned song." Jaffree v.
Board of School Comm'rs of Mobile County, 554 F.Supp., at 1107-1108.
24 Id., at 1128.
25 Jaffree v. James, 554
F.Supp. 1130, 1132 (SD Ala. 1983). The District Court's opinion
was announced on January 14, 1983. On February 11, 1983, JUSTICE
POWELL, in his capacity as Circuit Justice for the Eleventh Circuit,
entered a stay which in effect prevented the District Court from
dissolving the preliminary injunction that had been entered in
August 1982. JUSTICE POWELL accurately summarized the prior proceedings:
"The situation, quite briefly, is as follows: Beginning in
the fall of 1981, teachers in the minor applicants' schools conducted
prayers in their regular classes, including group recitations
of the Lord's Prayer. At the time, an Alabama statute provided
for a one-minute period of silence 'for meditation or voluntary
prayer' at the commencement of each day's classes in the public
elementary schools. Ala. Code § 16-1-20.1 (Supp. 1982). In
1982, Alabama enacted a statute permitting public school teachers
to lead their classes in prayer. 1982 Ala. Acts 735.
"Applicants, objecting to prayer in the public schools, filed
suit to enjoin the activities. They later amended their complaint
to challenge the applicable state statutes. After a hearing, the
District Court granted a preliminary injunction. Jaffree v. James,
544 F.Supp. 727 (1982). It recognized that it was bound by the
decisions of this Court, id., at 731, and that under those decisions
it was 'obligated to enjoin the enforcement' of the statutes,
id., at 733.
"In its subsequent decision on the merits, however, the District
Court reached a different conclusion. Jaffree v. Board of School
Commissioners of Mobile County, 554 F.Supp. 1104 (1983). It again
recognized that the prayers at issue, given in public school classes
and led by teachers, were violative of the Establishment Clause
of the First Amendment as that Clause had been construed by this
Court. The District Court nevertheless ruled 'that the United
States Supreme Court has erred.' Id., at 1128. It therefore dismissed
the complaint and dissolved the injunction.
"There can be little doubt that the District Court was correct
in finding that conducting prayers as part of a school program
is unconstitutional under this Court's decisions. In Engel v.
Vitale, 370 U.S. 421 (1962), the Court held that the Establishment
Clause of the First Amendment, made applicable to the States by
the Fourteenth Amendment, prohibits a State from authorizing prayer
in the public schools. The following Term, in Murray v. Curlett,
decided with Abington School District v. Schempp, 374 U.S. 203
(1963), the Court explicitly invalidated a school district's rule
providing for the reading of the Lord's Prayer as part of a school's
opening exercises, despite the fact that participation in those
exercises was voluntary.
"Unless and until this Court reconsiders the foregoing decisions,
they appear to control this case. In my view, the District Court
was obligated to follow them." Jaffree v. Board of School
Comm'rs of Mobile County, 459 U.S. 1314, 1315-1316 (1983).
26 The Court of Appeals wrote:
"The stare decisis doctrine and its exceptions do not apply
where a lower court is compelled to apply the precedent of a higher
court. See 20 Am. Jur. 2d Courts § 183 (1965).
"Federal district courts and circuit courts are bound to
adhere to the controlling decisions of the Supreme Court. Hutto
v. Davis, [454 U.S. 370, 375] (1982) . . . . Justice Rehnquist
emphasized the importance of precedent when he observed that 'unless
we wish anarchy to prevail within the federal judicial system,
a precedent of this Court must be followed by the lower federal
courts no matter how misguided the judges of those courts may
think it to be.' Davis, [454 U.S. at 375]. See Also, Thurston
Motor Lines, Inc. v. Jordan K. Rand, Ltd., [460 U.S. 533, 535]
(1983) (the Supreme Court, in a per curiam decision, recently
stated: 'Needless to say, only this Court may overrule one of
its precedents')." 705 F.2d, at 1532.
27 Id., at 1533-1534. This
Court has denied a petition for a writ of certiorari that presented
the question whether the Establishment Clause prohibited the teachers'
religious prayer activities. Board of School Comm'rs of Mobile
County v. Jaffree, 466 U.S. 926 (1984).
28 705 F.2d, at 1535.
29 Ibid.
30 Ibid. After noting that
the invalidity of § 16-1-20.2 was aggravated by "the
existence of a government composed prayer," and that the
proponents of the legislation admitted that that section "amounts
to the establishment of a state religion," the court added
this comment on § 16-1-20.1:
"The objective of the meditation or prayer statute (Ala.
Code § 16-1-20.1) was also the advancement of religion. This
fact was recognized by the district court at the hearing for preliminary
relief where it was established that the intent of the statute
was to return prayer to the public schools. James, 544 F.Supp.
at 731. The existence of this fact and the inclusion of prayer
obviously involves the state in religious activities. Beck v.
McElrath, 548 F.Supp. 1161 (MD Tenn. 1982). This demonstrates
a lack of secular legislative purpose on the part of the Alabama
Legislature. Additionally, the statute has the primary effect
of advancing religion. We do not imply that simple meditation
or silence is barred from the public schools; we hold that the
state cannot participate in the advancement of religious activities
through any guise, including teacher-led meditation. It is not
the activity itself that concerns us; it is the purpose of the
activity that we shall scrutinize. Thus, the existence of these
elements require that we also hold section 16-1-20.1 in violation
of the establishment clause." Id., at 1535-1536.
31 713 F.2d 614 (CA11 1983)
(per curiam).
32 The First Amendment provides:
"Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or abridging
the freedom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government for a redress
of grievances."
33 See Permoli v. Municipality
No. 1 of the City of New Orleans, 3 How. 589, 609 (1845).
34 See, e. g., Wooley v.
Maynard, 430 U.S. 705, 714 (1977) (right to refuse endorsement
of an offensive state motto); Terminiello v. Chicago, 337 U.S.
1, 4 (1949) (right to free speech); West Virginia Board of Education
v. Barnette, 319 U.S. 624, 637-638 (1943) (right to refuse to
participate in a ceremony that offends one's conscience); Cantwell
v. Connecticut, 310 U.S. 296, 303 (1940) (right to proselytize
one's religious faith); Hague v. CIO, 307 U.S. 496, 519 (1939)
(opinion of Stone, J.) (right to assemble peaceably); Near v.
Minnesota ex rel. Olson, 283 U.S. 697, 707 (1931) (right to publish
an unpopular newspaper); Whitney v. California, 274 U.S. 357,
373 (1927) (Brandeis, J., concurring) (right to advocate the cause
of Communism); Gitlow v. New York, 268 U.S. 652, 672 (1925) (Holmes,
J., dissenting) (right to express an unpopular opinion); cf. Abington
School District v. Schempp, 374 U.S. 203, 215, n. 7 (1963), where
the Court approvingly quoted Board of Education v. Minor, 23 Ohio
St. 211, 253 (1872), which stated:
"The great bulk of human affairs and human interests is left
by any free government to individual enterprise and individual
action. Religion is eminently one of these interests, lying outside
the true and legitimate province of government."
35 For example, in Prince
v. Massachusetts, 321 U.S. 158, 164 (1944), the Court wrote:
"If by this position appellant seeks for freedom of conscience
a broader protection than for freedom of the mind, it may be doubted
that any of the great liberties insured by the First Article can
be given higher place than the others. All have preferred position
in our basic scheme. Schneider v. State, 308 U.S. 147; Cantwell
v. Connecticut, 310 U.S. 296. All are interwoven there together.
Differences there are, in them and in the modes appropriate for
their exercise. But they have unity in the charter's prime place
because they have unity in their human sources and functionings."
See also Widmar v. Vincent, 454 U.S. 263, 269 (1981) (stating
that religious worship and discussion "are forms of speech
and association protected by the First Amendment").
36 Thus Joseph Story wrote:
"Probably at the time of the adoption of the constitution,
and of the amendment to it, now under consideration [First Amendment],
the general, if not the universal sentiment in America was, that
christianity ought to receive encouragement from the state, so
far as was not incompatible with the private rights of conscience,
and the freedom of religious worship. An attempt to level all
religions, and to make it a matter of state policy to hold all
in utter indifference, would have created universal disapprobation,
if not universal indignation." 2 J. Story, Commentaries on
the Constitution of the United States § 1874, p. 593 (1851)
(footnote omitted).
In the same volume, Story continued:
"The real object of the amendment was, not to countenance,
much less to advance, Mahometanism, or Judaism, or infidelity,
by prostrating christianity; but to exclude all rivalry among
christian sects, and to prevent any national ecclesiastical establishment,
which should give to a hierarchy the exclusive patronage of the
national government. It thus cut off the means of religious persecution,
(the vice and pest of former ages,) and of the subversion of the
rights of conscience in matters of religion, which had been trampled
upon almost from the days of the Apostles to the present age.
. . ." Id., § 1877, at 594 (emphasis supplied).
37 Thus, in Everson v. Board
of Education, 330 U.S., at 15, the Court stated:
"The 'establishment of religion' clause of the First Amendment
means at least this: Neither a state nor the Federal Government
can set up a church. Neither can pass laws which aid one religion,
aid all religions, or prefer one religion over another."
Id., at 18 (the First Amendment "requires the state to be
a neutral in its relations with groups of religious believers
and non-believers"); Abington School District v. Schempp,
374 U.S., at 216 ("this Court has rejected unequivocally
the contention that the Establishment Clause forbids only governmental
preference of one religion over another"); id., at 226 ("The
place of religion in our society is an exalted one, achieved through
a long tradition of reliance on the home, the church and the inviolable
citadel of the individual heart and mind. We have come to recognize
through bitter experience that it is not within the power of the
government to invade that citadel, whether its purpose or effect
be to aid or oppose, to advance or retard. In the relationship
between man and religion, the State is firmly committed to a position
of neutrality"); Torcaso v. Watkins, 367 U.S. 488, 495 (1961)
("We repeat and again reaffirm that neither a State nor the
Federal Government can constitutionally force a person 'to profess
a belief or disbelief in any religion.' Neither can constitutionally
pass laws or impose requirements which aid all religions as against
non-believers, and neither can aid those religions based on a
belief in the existence of God as against those religions founded
on different beliefs").
38 In his "Memorial
and Remonstrance Against Religious Assessments, 1785," James
Madison wrote, in part:
"1. Because we hold it for a fundamental and undeniable truth,
'that Religion or the duty which we owe to our Creator and the
[Manner of discharging it, can be directed only by reason and]
conviction, not by force or violence.' The Religion then of every
man must be left to the conviction and conscience of every man;
and it is the right of every man to exercise it as these may dictate.
This right is in its nature an unalienable right. It is unalienable;
because the opinions of men, depending only on the evidence contemplated
by their own minds, cannot follow the dictates of other men: It
is unalienable also; because what is here a right towards men,
is a duty towards the Creator. It is the duty of every man to
render to the Creator such homage, and such only, as he believes
to be acceptable to him. . . . We maintain therefore that in matters
of Religion, no man's right is abridged by the institution of
Civil Society, and that Religion is wholly exempt from its cognizance.
. . . .
"3. Because, it is proper to take alarm at the first experiment
on our liberties. We hold this prudent jealousy to be the first
duty of citizens, and one of [the] noblest characteristics of
the late Revolution. The freemen of America did not wait till
usurped power had strengthened itself by exercise, and entangled
the question in precedents. They saw all the consequences in the
principle, and they avoided the consequences by denying the principle.
We reverse this lesson too much, soon to forget it. Who does not
see that the same authority which can establish Christianity,
in exclusion of all other Religions, may establish with the same
ease any particular sect of Christians, in exclusion of all other
Sects?" The Complete Madison 299-301 (S. Padover ed. 1953).
See also Engel v. Vitale, 370 U.S. 421, 435 (1962) ("It is
neither sacrilegious nor antireligious to say that each separate
government in this country should stay out of the business of
writing or sanctioning official prayers and leave that purely
religious function to the people themselves and to those the people
choose to look for religious guidance").
39 As the Barnette opinion
explained, it is the teaching of history, rather than any appraisal
of the quality of a State's motive, that supports this duty to
respect basic freedoms:
"Struggles to coerce uniformity of sentiment in support of
some end thought essential to their time and country have been
waged by many good as well as by evil men. Nationalism is a relatively
recent phenomenon but at other times and places the ends have
been racial or territorial security, support of a dynasty or regime,
and particular plans for saving souls. As first and moderate methods
to attain unity have failed, those bent on its accomplishment
must resort to an ever-increasing severity. As governmental pressure
toward unity becomes greater, so strife becomes more bitter as
to whose unity it shall be. Probably no deeper division of our
people could proceed from any provocation than from finding it
necessary to choose what doctrine and whose program public educational
officials shall compel youth to unite in embracing. Ultimate futility
of such attempts to compel coherence is the lesson of every such
effort from the Roman drive to stamp out Christianity as a disturber
of its pagan unity, the Inquisition, as a means to religious and
dynastic unity, the Siberian exiles as a means to Russian unity,
down to the fast failing efforts of our present totalitarian enemies.
Those who begin coercive elimination of dissent soon find themselves
exterminating dissenters. Compulsory unification of opinion achieves
only the unanimity of the graveyard." 319 U.S., at 640-641.
See also Engel v. Vitale, 370 U.S., at 431 ("a union of government
and religion tends to destroy government and to degrade religion").
40 See n. 22, supra.
41 See Lynch v. Donnelly,
465 U.S. 668, 680 (1984); id., at 690 (O'CONNOR, J., concurring);
id., at 697 (BRENNAN, J., joined by MARSHALL, BLACKMUN, and STEVENS,
JJ., dissenting); Mueller v. Allen, 463 U.S. 388, 394 (1983);
Widmar v. Vincent, 454 U.S., at 271; Stone v. Graham, 449 U.S.
39, 40-41 (1980) (per curiam); Wolman v. Walter, 433 U.S. 229,
236 (1977).
42 Lynch v. Donnelly, 465
U.S., at 690 (O'CONNOR, J., concurring) ("The purpose prong
of the Lemon test asks whether government's actual purpose is
to endorse or disapprove of religion. The effect prong asks whether,
irrespective of government's actual purpose, the practice under
review in fact conveys a message of endorsement or disapproval.
An affirmative answer to either question should render the challenged
practice invalid").
43 The statement indicated,
in pertinent part:
"Gentlemen, by passage of this bill by the Alabama Legislature
our children in this state will have the opportunity of sharing
in the spiritual heritage of this state and this country. The
United States as well as the State of Alabama was founded by people
who believe in God. I believe this effort to return voluntary
prayer to our public schools for its return to us to the original
position of the writers of the Constitution, this local philosophies
and beliefs hundreds of Alabamians have urged my continuous support
for permitting school prayer. Since coming to the Alabama Senate
I have worked hard on this legislation to accomplish the return
of voluntary prayer in our public schools and return to the basic
moral fiber." App. 50 (emphasis added).
44 Id., at 52. The District
Court and the Court of Appeals agreed that the purpose of §
16-1-20.1 was "an effort on the part of the State of Alabama
to encourage a religious activity." Jaffree v. James, 544
F.Supp., at 732; 705 F.2d, at 1535. The evidence presented to
the District Court elaborated on the express admission of the
Governor of Alabama (then Fob James) that the enactment of §
16-1-20.1 was intended to "clarify [the State's] intent to
have prayer as part of the daily classroom activity," compare
Second Amended Complaint para. 32(d) (App. 24-25) with Governor's
Answer to § 32(d) (App. 40); and that the "expressed
legislative purpose in enacting Section 16-1-20.1 (1981) was to
'return voluntary prayer to public schools,'" compare Second
Amended Complaint paras. 32(b) and (c) (App. 24) with Governor's
Answer to paras. 32(b) and (c) (App. 40).
45 Appellant Governor George
C. Wallace now argues that § 16-1-20.1 "is best understood
as a permissible accommodation of religion" and that viewed
even in terms of the Lemon test, the "statute conforms to
acceptable constitutional criteria." Brief for Appellant
Wallace 5; see also Brief for Appellants Smith et al. 39 (§
16-1-20.1 "accommodates the free exercise of the religious
beliefs and free exercise of speech and belief of those affected");
id., at 47. These arguments seem to be based on the theory that
the free exercise of religion of some of the State's citizens
was burdened before the statute was enacted. The United States,
appearing as amicus curiae in support of the appellants, candidly
acknowledges that "it is unlikely that in most contexts a
strong Free Exercise claim could be made that time for personal
prayer must be set aside during the school day." Brief for
United States as Amicus Curiae 10. There is no basis for the suggestion
that § 16-1-20.1 "is a means for accommodating the religious
and meditative needs of students without in any way diminishing
the school's own neutrality or secular atmosphere." Id.,
at 11. In this case, it is undisputed that at the time of the
enactment of § 16-1-20.1 there was no governmental practice
impeding students from silently praying for one minute at the
beginning of each schoolday; thus, there was no need to "accommodate"
or to exempt individuals from any general governmental requirement
because of the dictates of our cases interpreting the Free Exercise
Clause. See, e. g., Thomas v. Review Board, Indiana Employment
Security Div., 450 U.S. 707 (1981); Sherbert v. Verner, 374 U.S.
398 (1963); see also Abington School District v. Schempp, 374
U.S., at 226 ("While the Free Exercise Clause clearly prohibits
the use of state action to deny the rights of free exercise to
anyone, it has never meant that a majority could use the machinery
of the State to practice its beliefs"). What was missing
in the appellants' eyes at the time of the enactment of §
16-1-20.1 -- and therefore what is precisely the aspect that makes
the statute unconstitutional -- was the State's endorsement and
promotion of religion and a particular religious practice.
46 See n. 1, supra.
47 Indeed, for some persons
meditation itself may be a form of prayer. B. Larson, Larson's
Book of Cults 62-65 (1982); C. Whittier, Silent Prayer and Meditation
in World Religions 1-7 (Congressional Research Service 1982).
48 If the conclusion that
the statute had no purpose were tenable, it would remain true
that no purpose is not a secular purpose. But such a conclusion
is inconsistent with the common-sense presumption that statutes
are usually enacted to change existing law. Appellants do not
even suggest that the State had no purpose in enacting §
16-1-20.1.
49 United States v. Champlin
Refining Co., 341 U.S. 290, 297 (1951) (a "statute cannot
be divorced from the circumstances existing at the time it was
passed"); id., at 298 (refusing to attribute pointless purpose
to Congress in the absence of facts to the contrary); United States
v. National City Lines, Inc., 337 U.S. 78, 80-81 (1949) (rejecting
Government's argument that Congress had no desire to change law
when enacting legislation).
50 See, e. g., Stone v. Graham,
449 U.S., at 42 (per curiam); Committee for Public Education &
Religious Liberty v. Nyquist, 413 U.S. 756, 792-793 (1973) ("A
proper respect for both the Free Exercise and the Establishment
Clauses compels the State to pursue a course of 'neutrality' toward
religion"); Epperson v. Arkansas, 393 U.S. 97, 109 (1968);
Abington School District v. Schempp, 374 U.S., at 215-222; Engel
v. Vitale, 370 U.S., at 430 ("Neither the fact that the prayer
may be denominationally neutral nor the fact that its observance
on the part of the students is voluntary can serve to free it
from the limitations of the Establishment Clause"); Illinois
ex rel. McCollum v. Board of Education, 333 U.S. 203, 211-212
(1948); Everson v. Board of Education, 330 U.S., at 18.
51 As this Court stated in
Engel v. Vitale, 370 U.S., at 430:
"The Establishment Clause, unlike the Free Exercise Clause,
does not depend upon any showing of direct governmental compulsion
and is violated by the enactment of laws which establish an official
religion whether those laws operate directly to coerce nonobserving
individuals or not."
Moreover, this Court has noted that "[when] the power, prestige
and financial support of government is placed behind a particular
religious belief, the indirect coercive pressure upon religious
minorities to conform to the prevailing officially approved religion
is plain." Id., at 431. This comment has special force in
the public-school context where attendance is mandatory. Justice
Frankfurter acknowledged this reality in Illinois ex rel. McCollum
v. Board of Education, 333 U.S., at 227 (concurring opinion):
"That a child is offered an alternative may reduce the constraint;
it does not eliminate the operation of influence by the school
in matters sacred to conscience and outside the school's domain.
The law of imitation operates, and non-conformity is not an outstanding
characteristic of children."
See also Abington School District v. Schempp, 374 U.S., at 290
(BRENNAN, J., concurring); cf. Marsh v. Chambers, 463 U.S. 783,
792 (1983) (distinguishing between adults not susceptible to "religious
indoctrination" and children subject to "peer pressure").
Further, this Court has observed:
"That [Boards of Education] are educating the young for citizenship
is reason for scrupulous protection of Constitutional freedoms
of the individual, if we are not to strangle the free mind at
its source and teach youth to discount important principles of
our government as mere platitudes." West Virginia Board of
Education v. Barnette, 319 U.S., at 637.
52 Lynch v. Donnelly, 465
U.S., at 690-691 (O'CONNOR, J., concurring) ("The purpose
prong of the Lemon test requires that a government activity have
a secular purpose. . . . The proper inquiry under the purpose
prong of Lemon . . . is whether the government intends to convey
a message of endorsement or disapproval of religion").
53 Id., at 694.
| ![]() |
|
© 1995 - 2009, Touro Law Center